Calendar of Events
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BSA Officer Challenges, Decision Making and Handling Higher Risk Exceptions
BSA Officer Challenges, Decision Making and Handling Higher Risk Exceptions
This session is designed for BSA and Compliance support teams to learn best business practices for handling daily issues that arise that […]
International Wire Transfer Training: Intersection Of Front-Line, Operations, BSA And Fraud
International Wire Transfer Training: Intersection Of Front-Line, Operations, BSA And Fraud
International wires carry an elevated risk of fraud and money laundering. Too often, financial institutions find themselves filling gaps in their control […]
1 event,
Garnishments, Levies, and Subpoenas Training for Your Front Line and Back Office
Garnishments, Levies, and Subpoenas Training for Your Front Line and Back Office
Customer-facing and back-office staff frequently receive garnishments, subpoenas, summonses, and levies in connection with regulatory enforcement actions and government investigations. Depending on […]
2 events,
Implementing Online Account Opening: Compliance, Risks, Best Practices and Lessons Learned
Implementing Online Account Opening: Compliance, Risks, Best Practices and Lessons Learned
Online account opening is one of those business opportunities to gain more deposit accounts while also providing a contingency for financial institutions […]
Mitigating Fraud Risks in Conservatorships and Trust Accounts
Mitigating Fraud Risks in Conservatorships and Trust Accounts
When an adult (an individual 18 or older) is unable to manage his or her personal and/or financial affairs, a court can […]
2 events,
Properly Handling ACH Stop Payment, Unauthorized and Revoked Entries
Properly Handling ACH Stop Payment, Unauthorized and Revoked Entries
This payments webinar takes attendees through network and regulatory expectations for complying with NACHA Rules requirements for stop payments, unauthorized transactions for […]
Trends in Ransomware: Your Responsibility as a Financial Institution to Identify and Report
Trends in Ransomware: Your Responsibility as a Financial Institution to Identify and Report
Ransomware is a significant type of cyber-attack that is increasing and impacting all size businesses and often delivered through a phishing message. […]
2 events,
Mastering HMDA Compliance: Requirements, Disclosures and Challenges
Mastering HMDA Compliance: Requirements, Disclosures and Challenges
The challenge with understanding HMDA is that it’s extremely complex and the rules are tedious. With increased regulatory scrutiny of HMDA data […]
BSA and OFAC Fundamentals for New Employees and Refresher for Existing Employees
BSA and OFAC Fundamentals for New Employees and Refresher for Existing Employees
This program designed to provide new employees in client facing or other key areas an overview of the requirements of a BSA/AML […]
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1 event,
Small Business Lending for Banks and Credit Unions (2-Part Series)
Small Business Lending for Banks and Credit Unions (2-Part Series)
Banks focus on small business lending to grow loan volume and core deposits. To compete with marketplace lenders, banks capitalize on their […]
2 events,
Treasury Cash Management: Ensuring Profitability while Managing Your Risks
Treasury Cash Management: Ensuring Profitability while Managing Your Risks
Treasury Services are important for the business customer to manage their cashflows both in accounts payable and receivables on a daily basis. […]
Fair Lending Enforcement: Understanding Regulatory Requirements and Redlining Enforcement Actions
Fair Lending Enforcement: Understanding Regulatory Requirements and Redlining Enforcement Actions
It's been over a year since the Justice Department announced the launch of an aggressive new initiative to combat the practice of […]
2 events,
Balancing Account Opening Efficiencies on the Front-Line with BSA Compliance Requirements
Balancing Account Opening Efficiencies on the Front-Line with BSA Compliance Requirements
Financial institutions often struggle with balancing the customer/member experience with ensuring compliance with BSA. This session will focus on best business practices […]
The Rise of Debit Card Fraud: Investigating Debit Card App and Person to Person (P2P) Fraud
The Rise of Debit Card Fraud: Investigating Debit Card App and Person to Person (P2P) Fraud
Debit card fraud is an ongoing concern for financial institutions as fraudsters continue to target consumers and businesses online and through popular […]
2 events,
Effective Risk Rating for Treasury Clients Copy
Effective Risk Rating for Treasury Clients Copy
Financial institutions often struggle to understand how to effectively risk rate their treasury clients based on products and services, financial status, bank […]
Overdraft Program Compliance 2023: Why Every Bank Must Be Prepared
Overdraft Program Compliance 2023: Why Every Bank Must Be Prepared
CFPB Director Rohit Chopra hopes to eliminate overdraft fees for good. With heightened oversight of Overdraft programs, bank management, marketing and branch […]
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3 events,
Check Rules and Regulations: Understanding UCC 3, 4 and Reg CC (2-Part Series)
Check Rules and Regulations: Understanding UCC 3, 4 and Reg CC (2-Part Series)
Overall, knowledge of UCC 3 and 4, as well as Regulation CC, is essential for bankers to operate in a safe and […]
Brave New World of Retail Deposits
Brave New World of Retail Deposits
Retail deposits discussions are now much more robust with retail bankers experiencing considerably more competitive pressures. This banking webinar will discuss the […]
Signature Cards and Account Set Up: 10 Key Do’s and Don’ts
Signature Cards and Account Set Up: 10 Key Do’s and Don’ts
This banking webinar is designed to be your go-to source for signature card compliance and training. We start with an overview of […]
2 events,
Electronic Signatures, E-SIGN and Electronic Notarization
Electronic Signatures, E-SIGN and Electronic Notarization
Back by popular demand! One of our most anticipated webinars is back! Mark your calendar to join regulatory counsel, Dena Somers, for […]
2023 NACHA Rules Changes and 2022 Review: Preparation and Implementation
2023 NACHA Rules Changes and 2022 Review: Preparation and Implementation
This annual payments webinar covers ACH rules changes, requests for comments and industry initiatives that could potentially impact your ACH operations, treasury […]
2 events,
Best Practices for Alert Reviews and Investigations
Best Practices for Alert Reviews and Investigations
This training is designed to provide BSA Officers and support teams with regulatory requirements and best business practices for reviewing BSA alerts […]
Check Returns and Adjustments: Do’s and Don’ts
Check Returns and Adjustments: Do’s and Don’ts
This payments webinar will discuss the handling of returns items and how to meet required return time-frames. Proper handling of adjustments under […]
1 event,
BSA Red Flags Training on Identifying Human Trafficking
BSA Red Flags Training on Identifying Human Trafficking
On October 15, 2020, FinCEN issued a new advisory on identifying and reporting human trafficking, supplementing its 2014 guidance. Since the 2014 […]
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2 events,
A Case Study that Led to Prosecution for Human Trafficking Victim
A Case Study that Led to Prosecution for Human Trafficking Victim
Human trafficking is a significant problem in the United States. Annually, millions of people are bought and sold for the purposes of […]
Reg E vs. ACH: Friends or Foes
Reg E vs. ACH: Friends or Foes
Sure, they’re both electronic transactions, but did you know there are differences in the handling of ACH Entries as opposed to other […]
3 events,
External Transfer Fraud Identification and Prevention
External Transfer Fraud Identification and Prevention
External transfer is offered by financial institutions to move funds between an account holder at their financial institution to an account owned […]
Real-Time Payments, Instant Payments and FedNOW: Mitigating Fraud Efficiently and Effectively
Real-Time Payments, Instant Payments and FedNOW: Mitigating Fraud Efficiently and Effectively
Terms such as instant payments, faster payments and real-time payments are used interchangeably; however, one common theme is that payments move faster […]
10 Ways to Design, Implement, and Train on Customer Experience
10 Ways to Design, Implement, and Train on Customer Experience
You know that customer experience is critical to enlarging relationships and creating brand advocacy with your customers. And, you know that your […]
2 events,
Regulation CC – Funds Availability, Warranties and Indemnities Updated and Explained
Regulation CC – Funds Availability, Warranties and Indemnities Updated and Explained
In 1989 Regulation CC implemented the Expedited Funds Availability Act, providing quicker access to funds from deposited checks. We have seen significant […]
Virtual Currency and Financial Institutions: Due Diligence and Ongoing Monitoring Requirements
Virtual Currency and Financial Institutions: Due Diligence and Ongoing Monitoring Requirements
currencies are commonly targeted by hackers and criminals who perpetrate fraud. There is no assurance of recourse if virtual currency is stolen […]
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2 events,
Time Deposits that Offer More Optionality
Time Deposits that Offer More Optionality
The concept that CDs must lock up the depositor’s money is deeply embedded in the industry. Could it be that the key […]
RDC Rules and Regulations – Compliance Review and Checklist
RDC Rules and Regulations – Compliance Review and Checklist
Remote Deposit Capture, aka RDC, just like other payment collection systems have guidance, laws and rules that are required for a financial […]
2 events,
The Risk of the Unknowns: Lessons from Recent Cases Involving Third Party Processors
The Risk of the Unknowns: Lessons from Recent Cases Involving Third Party Processors
The importance of the core elements of managing payments related risk (e.g., risk assessment, policies and procedures, due diligence, real time controls, […]
Effective Board Reporting: What is Your Board Actually Learning?
Effective Board Reporting: What is Your Board Actually Learning?
The Board of Directors are responsible for the oversight of the financial institution’s BSA Program. Board reporting, staff assessments and the BSA […]
2 events,
Upgrading Your BSA/AML/OFAC Program to Align With External Threats
Upgrading Your BSA/AML/OFAC Program to Align With External Threats
There is a significant shift in the BSA/AML industry to streamline current risk management controls to align with external threats. Based on […]
New CFPB Enforcement Actions on Regulation E and NSF Overdrafts
New CFPB Enforcement Actions on Regulation E and NSF Overdrafts
On January 26, 2022, the CFPB published a new initiative seeking feedback from the public on “junk fees,” which included NSF and […]
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1 event,
ACH, Check, Wire, and Digital Banking: Fraud Detection and OFAC Requirements
ACH, Check, Wire, and Digital Banking: Fraud Detection and OFAC Requirements
This payments webinar will focus on common ACH, Check, Wire and Digital Banking Fraud attacks and case studies on how financial institutions […]
1 event,
Estimating Seasonal Borrowing Needs and Ability to Repay
Estimating Seasonal Borrowing Needs and Ability to Repay
Financial organizations extend credit to borrowers when the borrowers show the ability to repay the loans extended. Ideally, a request for a […]
