Posts tagged with "compliance culture"

Service Line Leaders in Bank/CU Compliance Culture (The First Line of Defense)

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Frontline customer serviceIn this compliance training, you will be provided with definitions and explanations of what the three lines of defense are.

The training will focus on the first line of defense and the theoretical and practical steps or processes business line and service line leaders should take or implement to ensure the compliance culture of your financial institution appropriately meets the boards expectations for your compliance management system.

This compliance training is a critical component of every bank or credit union’s focus on regulatory requirements and risk exposure.

Pricing

$249 for Webinar and Playback*
*Playback has no expiration and may be shared internally

Dates of Event

Monday, April 15, 2019

  • 2:00 – 3:00 pm (Eastern Time)
  • 1:00 – 2:00 pm (Central Time)
  • 12:00 – 1:00 pm (Mountain Time)
  • 11:00 – 12:00 pm (Pacific Time)

Credits

  • 1.2 AAP Credits
  • 1.0 CPE Credits

Your Speaker

John Moniak CRCM
Sr Manager
Wipfli CPAs and Consultants

About the Speaker

With over 20 years of experience, John Moniak’s extensive financial institution background gives him firsthand knowledge of day-to-day operations and insight into what examiners expect from a well-managed, risk-based compliance program.

For the past ten years, his focus has been on assisting clients with developing, implementing, and maintaining comprehensive risk-based compliance management programs.  In addition to assisting clients navigate the ever-changing and complex regulatory compliance minefield, John has worked with examiners and clients to resolve issues discovered during the examination process.

John’s diverse financial institution experience and his dedication to keeping informed of industry developments give him the ability to analyze and answer the most complex compliance questions and be proactive in communicating potential changes to or the impact on compliance programs.

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