Description
Instructor
What’s hot right now? Plenty! Here’s what’s making news and being reported by examiners:
• FinTech partnerships / BaaS / Third Party Management
• FDIC Insurance misrepresentations
• Junk Fees
• TRID errors – reimbursable! – related to ToP and TiP
• RESPA Section 8
• Fair Lending
• Flood
• Military Service Members
• Truth in Savings disclosure errors
• Reg CC hold errors
• Reg E dispute errors
• AML Reform and BOI
• Compliance Management System deficiencies:
• Risk management (Board and Senior Management)
• Monitoring
• Training (often due to turnover)
• Root Cause Analysis
Tune in to learn what Rebekah is seeing through regulatory agency reports, as well as what she is hearing straight from the examiners, and anecdotally from other financial institutions.
WHO SHOULD ATTEND:
Compliance staff, bank managers, risk managers, and audit staff.