Posts tagged with "bsa webinar"

Auditing Your Payments and BSA/AML Program for Elder Financial Exploitation Gaps

Register Now

Today, elder financial exploitation has increased based on the significant wealth in the elder population.  Regulatory expectations have also increased based on the impact of this type of crime.

This session will focus on the basics of elder financial exploitation, federal rules and regulations, specific state laws, and an outline detailing focal areas for verifying compliance with regulatory guidance and expectations including your payments programs and BSA/AML. Best Business Practice Document – As a best business practice take-away, this session will include a white paper written by the speaker of this webinar on auditing a financial institution’s elder financial exploitation program.

Topics Covered:

  • Elder Financial Exploitation exposure
  • Regulatory Guidance and Expectations
  • CFPB Guidance on Elder Financial Exploitation
  • Auditing Systems to identify elder financial exploitation
  • Reviewing Training requirements
  • Auditing first line of defense areas to identify elder financial exploitation
  • Reviewing fraud prevention plans

Who Should Attend?

  • Internal Auditors
  • Compliance Officers
  • Risk Managers
  • Deposit Operations
  • Branch Management
  • Senior Management

Pricing

$249 for Webinar and Playback*
*Playback has no expiration and may be shared internally. Event previously recorded.

Dates of Event

Wednesday, February 27, 2019

  • 2:00 – 3:00 pm (Eastern Time)
  • 1:00 – 2:00 pm (Central Time)
  • 12:00 – 1:00 pm (Mountain Time)
  • 11:00 – 12:00 pm (Pacific Time)

Credits

  • 1.2 AAP Credits
  • 1.0 CPE Credits

Your Speaker(s)

Terri Sands AAP
Founder, Secura Risk Management
Terri Sands

About the Speaker

Throughout her career, Terri has served as a leader in the payments and fraud prevention industry, providing education, risk management and compliance consulting and support services geared toward the specific needs of financial organizations. Terri serves as the Director of the Financial Investigative Unit for State Bank & Trust in Atlanta, Georgia where she is responsible for BSA/AML, physical security, fraud prevention, and payments risk management.

Terri is an Advanced Certified Anti-Money Laundering Specialist, an At-Risk Adult Crime Specialist and an Accredited ACH Professional. Prior to founding Secura, Terri served as co-founder of Payments Information Circle (PIC), Prior to her work at PIC, Terri served as the President of GACHA, a non-profit, regional payments association. Terri began her career in payments as a Senior Analyst with the Federal Reserve Bank of Atlanta where she provided training throughout the Sixth District and served on the Federal Reserve ACH Conversion Team that consolidated ACH Services for all branch locations in the Sixth District. Terri has been an instructor for BankersHub for almost ten years.

Register Now Pay by Check

Documenting Your BSA/AML Risk Assessment

Register Now

BSA Risk AssessmentThere is an increase in regulatory scrutiny over how financial institutions document their BSA/AML risk controls in the risk assessment. Even though financial institutions have been documenting risk assessments over a long period of time, the expectations have moved from a generalist approach to a more meaningful and specific approach that truly outlines the specifics of the BSA/AML program. Regulators look to the bank to provide strong evidence that the risk assessment represents the BSA/AML program including services, geography, and customer types. Meaningful risk assessments are essential in a bank’s ability to defend its BSA program.

This BSA Webinar will cover:

  • Review of the BSA/AML Risk Assessment Regulatory Requirement
  • Outline of a Strong BSA/AML Risk Assessment
  • Common Audit Findings in BSA/AML Risk Assessments
  • BSA/AML Risk Assessment Reporting Requirements

Who Should Attend?

  • BSA Officers and Staff
  • Compliance Officers
  • Internal Auditors
  • Risk Managers
  • Senior Management
  • Executive Management
  • Enterprise Risk Management

Pricing

$249 for Webinar and Playback*
*Playback has no expiration and may be shared internally

Dates of Event

Tuesday, December 11, 2018

  • 2:00 – 3:00 pm (Eastern Time)
  • 1:00 – 2:00 pm (Central Time)
  • 12:00 – 1:00 pm (Mountain Time)
  • 11:00 – 12:00 pm (Pacific Time)

Credits

  • 1.2 AAP Credits
  • 1.0 CPE Credits

Your Speaker(s)

Terri Sands AAP CAMS
Founder, Secura Risk Management

About the Speaker

Throughout her career, Terri has served as a leader in the payments and fraud prevention industry, providing education, risk management and compliance consulting and support services geared toward the specific needs of financial organizations. Terri serves as the Director of the Financial Investigative Unit for State Bank & Trust in Atlanta, Georgia where she is responsible for BSA/AML, physical security, fraud prevention, and payments risk management.

Terri is an Advanced Certified Anti-Money Laundering Specialist, an At-Risk Adult Crime Specialist and an Accredited ACH Professional. Prior to founding Secura, Terri served as co-founder of Payments Information Circle (PIC), Prior to her work at PIC, Terri served as the President of GACHA, a non-profit, regional payments association. Terri began her career in payments as a Senior Analyst with the Federal Reserve Bank of Atlanta where she provided training throughout the Sixth District and served on the Federal Reserve ACH Conversion Team that consolidated ACH Services for all branch locations in the Sixth District. Terri has been an instructor for BankersHub for almost ten years.

Register Now Pay By Check

Auditing Your Payments and BSA/AML Program for Elder Financial Exploitation Gaps

Register Now

Today, elder financial exploitation has increased based on the significant wealth in the elder population.  Regulatory expectations have also increased based on the impact of this type of crime.

This session will focus on the basics of elder financial exploitation, federal rules and regulations, specific state laws, and an outline detailing focal areas for verifying compliance with regulatory guidance and expectations including your payments programs and BSA/AML. Best Business Practice Document – As a best business practice take-away, this session will include a white paper written by the speaker of this webinar on auditing a financial institution’s elder financial exploitation program.

Topics Covered:

  • Elder Financial Exploitation exposure
  • Regulatory Guidance and Expectations
  • CFPB Guidance on Elder Financial Exploitation
  • Auditing Systems to identify elder financial exploitation
  • Reviewing Training requirements
  • Auditing first line of defense areas to identify elder financial exploitation
  • Reviewing fraud prevention plans

Who Should Attend?

  • Internal Auditors
  • Compliance Officers
  • Risk Managers
  • Deposit Operations
  • Branch Management
  • Senior Management

Pricing

$249 for Webinar and Playback*
*Playback has no expiration and may be shared internally. Event previously recorded.

Dates of Event

Monday, December 3, 2018

  • 2:00 – 3:00 pm (Eastern Time)
  • 1:00 – 2:00 pm (Central Time)
  • 12:00 – 1:00 pm (Mountain Time)
  • 11:00 – 12:00 pm (Pacific Time)

Credits

  • 1.2 AAP Credits
  • 1.0 CPE Credits

Your Speaker(s)

Terri Sands AAP
Founder, Secura Risk Management
Terri Sands

About the Speaker

Throughout her career, Terri has served as a leader in the payments and fraud prevention industry, providing education, risk management and compliance consulting and support services geared toward the specific needs of financial organizations. Terri serves as the Director of the Financial Investigative Unit for State Bank & Trust in Atlanta, Georgia where she is responsible for BSA/AML, physical security, fraud prevention, and payments risk management.

Terri is an Advanced Certified Anti-Money Laundering Specialist, an At-Risk Adult Crime Specialist and an Accredited ACH Professional. Prior to founding Secura, Terri served as co-founder of Payments Information Circle (PIC), Prior to her work at PIC, Terri served as the President of GACHA, a non-profit, regional payments association. Terri began her career in payments as a Senior Analyst with the Federal Reserve Bank of Atlanta where she provided training throughout the Sixth District and served on the Federal Reserve ACH Conversion Team that consolidated ACH Services for all branch locations in the Sixth District. Terri has been an instructor for BankersHub for almost ten years.

Register Now Pay by Check

Payments Fraud Webinar Series – 101, 201, 301

Register Now

This 3-part Payments Webinar Bootcamp is designed to give banks and credit unions the insights and resources needed to mitigate risk, losses, and exposure associated with payments fraud. Attendees will learn how cyber-crime specifically impacts the payments channel, what it takes to build a Fraud Risk Assessment Program, and how regulations now affect your institution’s responsibilities to catch elder financial exploitation.

This payments training is critical for all areas of your bank or credit union, but particularly important for the following roles:

  • Fraud Management Staff
  • Payments Professionals
  • Compliance Management/Staff
  • Electronic Banking Management/Staff
  • Information Security Officers
  • Internal Auditors
  • Risk Managers
  • Deposit Operations Management/Staff
  • Senior Management
  • Enterprise Risk Management

Sign up for 1, 2 or all 3 Parts!

Payments Fraud 101

Understanding How Cyber-crime Trends Impact Your Institution and Customers

Tuesday, October 2, 2018

  • 2:00 – 3:00 pm ET
  • 1:00 – 2:00 pm CT
  • 12:00 – 1:00 pm MT
  • 11:00 – 12:00 pm PT

The level of inherent cyber security risk varies significantly across financial institutions; however, regulatory scrutiny has significantly increased as cyber-attacks have become a standard course of business for fraudsters and a normal occurrence among financial institutions and companies. Cybercrime has become an advanced persistent threat as the country’s financial infrastructure is so dependent upon electronically based internet systems.

This webinar will focus on the threats, the FFIEC Guidance which is the minimal guidance for financial institutions to comply, effective payment fraud mitigation controls and the importance of incident response plans.

Topics Covered:

  • Reviewing the threat
  • Defining Payments Fraud and Cybercrime
  • Review of FFIEC Guidance on Cybersecurity
  • Cybercrime trends impacting your payments programs
  • Best business practices for mitigating payments fraud
  • Best business practices for documenting your incident response plan in the case of a cyber attack

Payments Fraud 201

Building a Payments Fraud Risk Assessment Program to Mitigate Fraud Exposure

Wednesday, October 3, 2018

  • 2:00 – 3:00 pm ET
  • 1:00 – 2:00 pm CT
  • 12:00 – 1:00 pm MT
  • 11:00 – 12:00 pm PT

A financial institution moves transactions through multiple networks using multiple systems for processing, settlement, monitoring and reporting each day. With the movement of money, there are many avenues of risks – some higher than others but all needing the appropriate attention to understand the extent of risk controls in place and those that need to be changed/updated or added.

This payments webinar will focus on creating a payments fraud risk assessment program that aggregates all your payments risks into one risk assessment and highlights areas of residual risks that if not addressed could lead to reputational and financial loss.

Topics Covered:

  • Defining Payments Fraud
  • Review of Payment Fraud categories
  • Guidance on how to build your fraud risk assessment
  • Best business practices for analyzing results and resolving gaps
  • Best business practices for reporting fraud trends

Payments Fraud 301

Elder Financial Exploitation: Documentation is Now a Regulatory Requirement!

Thursday, October 4, 2018

  • 2:00 – 3:00 pm ET
  • 1:00 – 2:00 pm CT
  • 12:00 – 1:00 pm MT
  • 11:00 – 12:00 pm PT

In March 2016, the Consumer Financial Protection Bureau published an Advisory for Financial Institutions on Recommendations for financial institutions on preventing and responding to elder financial exploitation. This guidance was published for the purpose of outlining how a financial institution should identify and respond to elder financial exploitation. Since this advisory, regulators have begun requesting financial institutions elder financial exploitation programs and requesting how financial institutions are responding to this type of crime. In addition, FinCEN also stresses to financial institutions to include elder financial exploitation on suspicious activity reports.

Topics Covered:

  • Fundamentals of Elder Financial Exploitation
  • Best business practices for documenting your Elder Financial Exploitation Policy/Program
  • Consumer Financial Protection Bureau (CFPB) Regulatory Guidance from March 2016 and August 2016
  • BSA/AML Regulatory expectations
  • Financial institution training recommendations
  • Best business practices for working with law enforcement and Department of Aging Services

Pricing

$549 for all 3 Sessions plus Playbacks*
$249 for individual Session plus Playback*

* Playbacks do not expire and may be shared internally. Event previously recorded.

Credits per Session

  • 1.2 AAP Credits
  • 1.0 CPE Credits

Your Speaker(s)

Terri Sands AAP CAMS
Founder, Secura Risk Management

About the Speaker

Throughout her career, Terri has served as a leader in the payments and fraud prevention industry, providing education, risk management and compliance consulting and support services geared toward the specific needs of financial organizations. Terri serves as the Director of the Financial Investigative Unit for State Bank & Trust in Atlanta, Georgia where she is responsible for BSA/AML, physical security, fraud prevention, and payments risk management.

Terri is an Advanced Certified Anti-Money Laundering Specialist, an At-Risk Adult Crime Specialist and an Accredited ACH Professional. Prior to founding Secura, Terri served as co-founder of Payments Information Circle (PIC), Prior to her work at PIC, Terri served as the President of GACHA, a non-profit, regional payments association. Terri began her career in payments as a Senior Analyst with the Federal Reserve Bank of Atlanta where she provided training throughout the Sixth District and served on the Federal Reserve ACH Conversion Team that consolidated ACH Services for all branch locations in the Sixth District. Terri has been an instructor for BankersHub for almost ten years.

Register Now Pay by Check

Payments Fraud Webinar Series – 101, 201, 301

Register Now

This 3-part Payments Webinar Bootcamp is designed to give banks and credit unions the insights and resources needed to mitigate risk, losses, and exposure associated with payments fraud. Attendees will learn how cyber-crime specifically impacts the payments channel, what it takes to build a Fraud Risk Assessment Program, and how regulations now affect your institution’s responsibilities to catch elder financial exploitation.

This payments training is critical for all areas of your bank or credit union, but particularly important for the following roles:

  • Fraud Management Staff
  • Payments Professionals
  • Compliance Management/Staff
  • Electronic Banking Management/Staff
  • Information Security Officers
  • Internal Auditors
  • Risk Managers
  • Deposit Operations Management/Staff
  • Senior Management
  • Enterprise Risk Management

Sign up for 1, 2 or all 3 Parts!

Payments Fraud 101

Understanding How Cyber-crime Trends Impact Your Institution and Customers

Tuesday, October 2, 2018

  • 2:00 – 3:00 pm ET
  • 1:00 – 2:00 pm CT
  • 12:00 – 1:00 pm MT
  • 11:00 – 12:00 pm PT

The level of inherent cyber security risk varies significantly across financial institutions; however, regulatory scrutiny has significantly increased as cyber-attacks have become a standard course of business for fraudsters and a normal occurrence among financial institutions and companies. Cybercrime has become an advanced persistent threat as the country’s financial infrastructure is so dependent upon electronically based internet systems.

This webinar will focus on the threats, the FFIEC Guidance which is the minimal guidance for financial institutions to comply, effective payment fraud mitigation controls and the importance of incident response plans.

Topics Covered:

  • Reviewing the threat
  • Defining Payments Fraud and Cybercrime
  • Review of FFIEC Guidance on Cybersecurity
  • Cybercrime trends impacting your payments programs
  • Best business practices for mitigating payments fraud
  • Best business practices for documenting your incident response plan in the case of a cyber attack

Payments Fraud 201

Building a Payments Fraud Risk Assessment Program to Mitigate Fraud Exposure

Wednesday, October 3, 2018

  • 2:00 – 3:00 pm ET
  • 1:00 – 2:00 pm CT
  • 12:00 – 1:00 pm MT
  • 11:00 – 12:00 pm PT

A financial institution moves transactions through multiple networks using multiple systems for processing, settlement, monitoring and reporting each day. With the movement of money, there are many avenues of risks – some higher than others but all needing the appropriate attention to understand the extent of risk controls in place and those that need to be changed/updated or added.

This payments webinar will focus on creating a payments fraud risk assessment program that aggregates all your payments risks into one risk assessment and highlights areas of residual risks that if not addressed could lead to reputational and financial loss.

Topics Covered:

  • Defining Payments Fraud
  • Review of Payment Fraud categories
  • Guidance on how to build your fraud risk assessment
  • Best business practices for analyzing results and resolving gaps
  • Best business practices for reporting fraud trends

Payments Fraud 301

Elder Financial Exploitation: Documentation is Now a Regulatory Requirement!

Thursday, October 4, 2018

  • 2:00 – 3:00 pm ET
  • 1:00 – 2:00 pm CT
  • 12:00 – 1:00 pm MT
  • 11:00 – 12:00 pm PT

In March 2016, the Consumer Financial Protection Bureau published an Advisory for Financial Institutions on Recommendations for financial institutions on preventing and responding to elder financial exploitation. This guidance was published for the purpose of outlining how a financial institution should identify and respond to elder financial exploitation. Since this advisory, regulators have begun requesting financial institutions elder financial exploitation programs and requesting how financial institutions are responding to this type of crime. In addition, FinCEN also stresses to financial institutions to include elder financial exploitation on suspicious activity reports.

Topics Covered:

  • Fundamentals of Elder Financial Exploitation
  • Best business practices for documenting your Elder Financial Exploitation Policy/Program
  • Consumer Financial Protection Bureau (CFPB) Regulatory Guidance from March 2016 and August 2016
  • BSA/AML Regulatory expectations
  • Financial institution training recommendations
  • Best business practices for working with law enforcement and Department of Aging Services

Pricing

$549 for all 3 Sessions plus Playbacks*
$249 for individual Session plus Playback*

* Playbacks do not expire and may be shared internally. Event previously recorded.

Credits per Session

  • 1.2 AAP Credits
  • 1.0 CPE Credits

Your Speaker(s)

Terri Sands AAP CAMS
Founder, Secura Risk Management

About the Speaker

Throughout her career, Terri has served as a leader in the payments and fraud prevention industry, providing education, risk management and compliance consulting and support services geared toward the specific needs of financial organizations. Terri serves as the Director of the Financial Investigative Unit for State Bank & Trust in Atlanta, Georgia where she is responsible for BSA/AML, physical security, fraud prevention, and payments risk management.

Terri is an Advanced Certified Anti-Money Laundering Specialist, an At-Risk Adult Crime Specialist and an Accredited ACH Professional. Prior to founding Secura, Terri served as co-founder of Payments Information Circle (PIC), Prior to her work at PIC, Terri served as the President of GACHA, a non-profit, regional payments association. Terri began her career in payments as a Senior Analyst with the Federal Reserve Bank of Atlanta where she provided training throughout the Sixth District and served on the Federal Reserve ACH Conversion Team that consolidated ACH Services for all branch locations in the Sixth District. Terri has been an instructor for BankersHub for almost ten years.

Register Now Pay by Check

Payments Fraud Webinar Series – 101, 201, 301

Register Now

This 3-part Payments Webinar Bootcamp is designed to give banks and credit unions the insights and resources needed to mitigate risk, losses, and exposure associated with payments fraud. Attendees will learn how cyber-crime specifically impacts the payments channel, what it takes to build a Fraud Risk Assessment Program, and how regulations now affect your institution’s responsibilities to catch elder financial exploitation.

This payments training is critical for all areas of your bank or credit union, but particularly important for the following roles:

  • Fraud Management Staff
  • Payments Professionals
  • Compliance Management/Staff
  • Electronic Banking Management/Staff
  • Information Security Officers
  • Internal Auditors
  • Risk Managers
  • Deposit Operations Management/Staff
  • Senior Management
  • Enterprise Risk Management

Sign up for 1, 2 or all 3 Parts!

Payments Fraud 101

Understanding How Cyber-crime Trends Impact Your Institution and Customers

Tuesday, October 2, 2018

  • 2:00 – 3:00 pm ET
  • 1:00 – 2:00 pm CT
  • 12:00 – 1:00 pm MT
  • 11:00 – 12:00 pm PT

The level of inherent cyber security risk varies significantly across financial institutions; however, regulatory scrutiny has significantly increased as cyber-attacks have become a standard course of business for fraudsters and a normal occurrence among financial institutions and companies. Cybercrime has become an advanced persistent threat as the country’s financial infrastructure is so dependent upon electronically based internet systems.

This webinar will focus on the threats, the FFIEC Guidance which is the minimal guidance for financial institutions to comply, effective payment fraud mitigation controls and the importance of incident response plans.

Topics Covered:

  • Reviewing the threat
  • Defining Payments Fraud and Cybercrime
  • Review of FFIEC Guidance on Cybersecurity
  • Cybercrime trends impacting your payments programs
  • Best business practices for mitigating payments fraud
  • Best business practices for documenting your incident response plan in the case of a cyber attack

Payments Fraud 201

Building a Payments Fraud Risk Assessment Program to Mitigate Fraud Exposure

Wednesday, October 3, 2018

  • 2:00 – 3:00 pm ET
  • 1:00 – 2:00 pm CT
  • 12:00 – 1:00 pm MT
  • 11:00 – 12:00 pm PT

A financial institution moves transactions through multiple networks using multiple systems for processing, settlement, monitoring and reporting each day. With the movement of money, there are many avenues of risks – some higher than others but all needing the appropriate attention to understand the extent of risk controls in place and those that need to be changed/updated or added.

This payments webinar will focus on creating a payments fraud risk assessment program that aggregates all your payments risks into one risk assessment and highlights areas of residual risks that if not addressed could lead to reputational and financial loss.

Topics Covered:

  • Defining Payments Fraud
  • Review of Payment Fraud categories
  • Guidance on how to build your fraud risk assessment
  • Best business practices for analyzing results and resolving gaps
  • Best business practices for reporting fraud trends

Payments Fraud 301

Elder Financial Exploitation: Documentation is Now a Regulatory Requirement!

Thursday, October 4, 2018

  • 2:00 – 3:00 pm ET
  • 1:00 – 2:00 pm CT
  • 12:00 – 1:00 pm MT
  • 11:00 – 12:00 pm PT

In March 2016, the Consumer Financial Protection Bureau published an Advisory for Financial Institutions on Recommendations for financial institutions on preventing and responding to elder financial exploitation. This guidance was published for the purpose of outlining how a financial institution should identify and respond to elder financial exploitation. Since this advisory, regulators have begun requesting financial institutions elder financial exploitation programs and requesting how financial institutions are responding to this type of crime. In addition, FinCEN also stresses to financial institutions to include elder financial exploitation on suspicious activity reports.

Topics Covered:

  • Fundamentals of Elder Financial Exploitation
  • Best business practices for documenting your Elder Financial Exploitation Policy/Program
  • Consumer Financial Protection Bureau (CFPB) Regulatory Guidance from March 2016 and August 2016
  • BSA/AML Regulatory expectations
  • Financial institution training recommendations
  • Best business practices for working with law enforcement and Department of Aging Services

Pricing

$549 for all 3 Sessions plus Playbacks*
$249 for individual Session plus Playback*

* Playbacks do not expire and may be shared internally. Event previously recorded.

Credits per Session

  • 1.2 AAP Credits
  • 1.0 CPE Credits

Your Speaker(s)

Terri Sands AAP CAMS
Founder, Secura Risk Management

About the Speaker

Throughout her career, Terri has served as a leader in the payments and fraud prevention industry, providing education, risk management and compliance consulting and support services geared toward the specific needs of financial organizations. Terri serves as the Director of the Financial Investigative Unit for State Bank & Trust in Atlanta, Georgia where she is responsible for BSA/AML, physical security, fraud prevention, and payments risk management.

Terri is an Advanced Certified Anti-Money Laundering Specialist, an At-Risk Adult Crime Specialist and an Accredited ACH Professional. Prior to founding Secura, Terri served as co-founder of Payments Information Circle (PIC), Prior to her work at PIC, Terri served as the President of GACHA, a non-profit, regional payments association. Terri began her career in payments as a Senior Analyst with the Federal Reserve Bank of Atlanta where she provided training throughout the Sixth District and served on the Federal Reserve ACH Conversion Team that consolidated ACH Services for all branch locations in the Sixth District. Terri has been an instructor for BankersHub for almost ten years.

Register Now Pay by Check

BSA Bank Secrecy Act: 2018/2019 Reporting Requirements

Register Now

Anti Money Laundering AML ImageReal or perceived, over the last several years regulatory expectations have been heightened. As we enter 2018, and embark in a new year, what can we expect regarding Bank Secrecy Act (BSA) reporting expectations? The BSA requires that financial institutions have AML Programs that are “reasonably designed” to maintain appropriate records and file certain reports involving currency transactions and a financial institution’s customer relationships. Currency Transaction Reports (CTRs) and Suspicious Activity Reports (SARs) are the primary means used by banks to satisfy the requirements of the BSA.

As set forth in the introduction of the BSA, the regulations were originally intended to aid investigations into an array of criminal activities, from income tax evasion to money laundering. Law enforcement agencies have found CTRs to be extremely valuable in tracking the huge amounts of cash generated by individuals and entities for illicit purposes. SARs used by financial institutions to report identified or suspected illicit or unusual activities are likewise extremely valuable to law enforcement agencies.

The biggest failure of an AML Program is the failure to file or to adequately file SARs. As we wrap up 2018 and begin a new year, it’s a good opportunity to assess BSA reporting expectations and to address the question of how to define a “reasonably defined” BSA/AML Program.

This insightful BSA webinar will discuss the following points:

  • Purpose and evolution of the BSA
  • Overview of BSA reports and requirements
  • Benefits of BSA reporting to law enforcement
  • Measuring regulatory expectations for BSA reporting

Pricing

$249 for Webinar and Playback*
*Playback has no expiration and may be shared internally

Dates of Event

Wednesday, September 26, 2018

  • 2:00 – 3:00 pm (Eastern Time)
  • 1:00 – 2:00 pm (Central Time)
  • 12:00 – 1:00 pm (Mountain Time)
  • 11:00 – 12:00 pm (Pacific Time)

Credits

1.2 AAP Credits
1.0 CPE Credits

Your Speaker(s)

Dennis Lormel
Founder, DML Associates

About the Speaker

Dennis M. Lormel is a recognized subject matter expert in the anti-money laundering, terrorist financing, and fraud communities. Mr. Lormel is an accomplished speaker and is routinely engaged to provide training at industry conferences. In addition, he frequently participates in media interviews that reach both the U.S. and international markets. This exposure and his vast experience in the law enforcement and consulting fields have afforded him the opportunity to develop a unique and diverse network of colleagues and clients.

After the tragedy of 9/11, Mr. Lormel realized that the terrorists needed a financial infrastructure to accomplish the attacks. He immediately established an investigative organization within the FBI that, within days, identified the funding stream that supported these attacks. This is but one example of his expertise in assessing and establishing viable and effective recommendations that produce results.

Register Now Pay by Check

BSA AML 101 201 301 – Bank Secrecy and Money Laundering Webinar Training

Register Now

The Bank Secrecy Act (BSA) requires financial institutions to develop and maintain an anti-money laundering (AML) program that is reasonably designed to prevent the system from being used to launder money or to finance terrorist activity.

This 3-part bank training BSA/AML webinar will cover the gamut of compliance, beginning with the four pillars of an AML Program, to how criminals and terrorists exploit systemic vulnerabilities of financial institutions in order to facilitate their illicit activity.

Buy 1, 2 or all 3 webinars (and Save $$)

BSA AML 101

AML Program Essentials

Monday, September 10, 2018

  • 12:00 – 1:00 pm ET
  • 11:00 – 12:00 pm CT
  • 10:00 – 11:00 am MT
  • 9:00 – 10:00 am PT
The first BSA Webinar will cover the essential components for establishing and maintaining a reasonably designed AML Program. Attendees will also learn the importance of financial intelligence and how financial institutions can use financial information as a disruption mechanism to criminal exploitation.

 

BSA AML 201

BSA/AML Compliance as Risk Deterrent

Tuesday, September 11, 2018

  • 12:00 – 1:00 pm ET
  • 11:00 – 12:00 pm CT
  • 10:00 – 11:00 am MT
  • 9:00 – 10:00 am PT
This BSA Webinar will focus on the importance of corporate culture and the tone at the top. Attendees will understand the risk factors and steps to mitigate risk, as well as:

  • BSA/AML Considerations for Executives and Directors
  • Compliance as a Risk Deterrent
  • Key Risk Areas and Corresponding Actions
  • Risk Recognition and Assessment
  • Components and Importance of the Customer Identificaiton Program

BSA AML 301

Fraud, Money Laundering and More

Wednesday, September 12, 2018

  • 12:00 – 1:00 pm ET
  • 11:00 – 12:00 pm CT
  • 10:00 – 11:00 am MT
  • 9:00 – 10:00 am PT
The final Bank Secrecy and Money Laundering webinar will discuss fraud, money laundering, corruption and terrorist financing from a practical perspective. It will focus on understanding the crime problems and how to deal with them.

  • Elements of Fraud and Money Laundering
  • Thinking like a fraudster
  • Understanding the Fraud Crime Problem
  • Investigating Fraud
  • The route from Corruption to Terrorism

Pricing

$549 all 3 sessions with Playback with no expiration
$249 for individual sessions and playback
Register for Part 1 ONLY
Register for Part 2 ONLY
Register for Part 3 ONLY

Credits per Session

  • 1.2 AAP Credits
  • 1.0 CPE Credits

Your Speaker(s)

Dennis Lormel
Founder, DML Associates

About the Speaker

Dennis M. Lormel is a recognized subject matter expert in the anti-money laundering, terrorist financing, and fraud communities. Mr. Lormel is an accomplished speaker and is routinely engaged to provide training at industry conferences. In addition, he frequently participates in media interviews that reach both the U.S. and international markets. This exposure and his vast experience in the law enforcement and consulting fields have afforded him the opportunity to develop a unique and diverse network of colleagues and clients.

After the tragedy of 9/11, Mr. Lormel realized that the terrorists needed a financial infrastructure to accomplish the attacks. He immediately established an investigative organization within the FBI that, within days, identified the funding stream that supported these attacks. This is but one example of his expertise in assessing and establishing viable and effective recommendations that produce results.

Register Now Pay by Check

BSA AML 101 201 301 – Bank Secrecy and Money Laundering Webinar Training

Register Now

The Bank Secrecy Act (BSA) requires financial institutions to develop and maintain an anti-money laundering (AML) program that is reasonably designed to prevent the system from being used to launder money or to finance terrorist activity.

This 3-part bank training BSA/AML webinar will cover the gamut of compliance, beginning with the four pillars of an AML Program, to how criminals and terrorists exploit systemic vulnerabilities of financial institutions in order to facilitate their illicit activity.

Buy 1, 2 or all 3 webinars (and Save $$)

BSA AML 101

AML Program Essentials

Monday, September 10, 2018

  • 12:00 – 1:00 pm ET
  • 11:00 – 12:00 pm CT
  • 10:00 – 11:00 am MT
  • 9:00 – 10:00 am PT
The first BSA Webinar will cover the essential components for establishing and maintaining a reasonably designed AML Program. Attendees will also learn the importance of financial intelligence and how financial institutions can use financial information as a disruption mechanism to criminal exploitation.

 

BSA AML 201

BSA/AML Compliance as Risk Deterrent

Tuesday, September 11, 2018

  • 12:00 – 1:00 pm ET
  • 11:00 – 12:00 pm CT
  • 10:00 – 11:00 am MT
  • 9:00 – 10:00 am PT
This BSA Webinar will focus on the importance of corporate culture and the tone at the top. Attendees will understand the risk factors and steps to mitigate risk, as well as:

  • BSA/AML Considerations for Executives and Directors
  • Compliance as a Risk Deterrent
  • Key Risk Areas and Corresponding Actions
  • Risk Recognition and Assessment
  • Components and Importance of the Customer Identificaiton Program

BSA AML 301

Fraud, Money Laundering and More

Wednesday, September 12, 2018

  • 12:00 – 1:00 pm ET
  • 11:00 – 12:00 pm CT
  • 10:00 – 11:00 am MT
  • 9:00 – 10:00 am PT
The final Bank Secrecy and Money Laundering webinar will discuss fraud, money laundering, corruption and terrorist financing from a practical perspective. It will focus on understanding the crime problems and how to deal with them.

  • Elements of Fraud and Money Laundering
  • Thinking like a fraudster
  • Understanding the Fraud Crime Problem
  • Investigating Fraud
  • The route from Corruption to Terrorism

Pricing

$549 all 3 sessions with Playback with no expiration
$249 for individual sessions and playback
Register for Part 1 ONLY
Register for Part 2 ONLY
Register for Part 3 ONLY

Credits per Session

  • 1.2 AAP Credits
  • 1.0 CPE Credits

Your Speaker(s)

Dennis Lormel
Founder, DML Associates

About the Speaker

Dennis M. Lormel is a recognized subject matter expert in the anti-money laundering, terrorist financing, and fraud communities. Mr. Lormel is an accomplished speaker and is routinely engaged to provide training at industry conferences. In addition, he frequently participates in media interviews that reach both the U.S. and international markets. This exposure and his vast experience in the law enforcement and consulting fields have afforded him the opportunity to develop a unique and diverse network of colleagues and clients.

After the tragedy of 9/11, Mr. Lormel realized that the terrorists needed a financial infrastructure to accomplish the attacks. He immediately established an investigative organization within the FBI that, within days, identified the funding stream that supported these attacks. This is but one example of his expertise in assessing and establishing viable and effective recommendations that produce results.

Register Now Pay by Check

BSA AML 101 201 301 – Bank Secrecy and Money Laundering Webinar Training

Register Now

The Bank Secrecy Act (BSA) requires financial institutions to develop and maintain an anti-money laundering (AML) program that is reasonably designed to prevent the system from being used to launder money or to finance terrorist activity.

This 3-part bank training BSA/AML webinar will cover the gamut of compliance, beginning with the four pillars of an AML Program, to how criminals and terrorists exploit systemic vulnerabilities of financial institutions in order to facilitate their illicit activity.

Buy 1, 2 or all 3 webinars (and Save $$)

BSA AML 101

AML Program Essentials

Monday, September 10, 2018

  • 12:00 – 1:00 pm ET
  • 11:00 – 12:00 pm CT
  • 10:00 – 11:00 am MT
  • 9:00 – 10:00 am PT
The first BSA Webinar will cover the essential components for establishing and maintaining a reasonably designed AML Program. Attendees will also learn the importance of financial intelligence and how financial institutions can use financial information as a disruption mechanism to criminal exploitation.

 

BSA AML 201

BSA/AML Compliance as Risk Deterrent

Tuesday, September 11, 2018

  • 12:00 – 1:00 pm ET
  • 11:00 – 12:00 pm CT
  • 10:00 – 11:00 am MT
  • 9:00 – 10:00 am PT
This BSA Webinar will focus on the importance of corporate culture and the tone at the top. Attendees will understand the risk factors and steps to mitigate risk, as well as:

  • BSA/AML Considerations for Executives and Directors
  • Compliance as a Risk Deterrent
  • Key Risk Areas and Corresponding Actions
  • Risk Recognition and Assessment
  • Components and Importance of the Customer Identificaiton Program

BSA AML 301

Fraud, Money Laundering and More

Wednesday, September 12, 2018

  • 12:00 – 1:00 pm ET
  • 11:00 – 12:00 pm CT
  • 10:00 – 11:00 am MT
  • 9:00 – 10:00 am PT
The final Bank Secrecy and Money Laundering webinar will discuss fraud, money laundering, corruption and terrorist financing from a practical perspective. It will focus on understanding the crime problems and how to deal with them.

  • Elements of Fraud and Money Laundering
  • Thinking like a fraudster
  • Understanding the Fraud Crime Problem
  • Investigating Fraud
  • The route from Corruption to Terrorism

Pricing

$549 all 3 sessions with Playback with no expiration
$249 for individual sessions and playback
Register for Part 1 ONLY
Register for Part 2 ONLY
Register for Part 3 ONLY

Credits per Session

  • 1.2 AAP Credits
  • 1.0 CPE Credits

Your Speaker(s)

Dennis Lormel
Founder, DML Associates

About the Speaker

Dennis M. Lormel is a recognized subject matter expert in the anti-money laundering, terrorist financing, and fraud communities. Mr. Lormel is an accomplished speaker and is routinely engaged to provide training at industry conferences. In addition, he frequently participates in media interviews that reach both the U.S. and international markets. This exposure and his vast experience in the law enforcement and consulting fields have afforded him the opportunity to develop a unique and diverse network of colleagues and clients.

After the tragedy of 9/11, Mr. Lormel realized that the terrorists needed a financial infrastructure to accomplish the attacks. He immediately established an investigative organization within the FBI that, within days, identified the funding stream that supported these attacks. This is but one example of his expertise in assessing and establishing viable and effective recommendations that produce results.

Register Now Pay by Check