Brode Consulting – Compliance Consultant
Dawn Kincaid began her banking career working for a community bank, while attending The Ohio State University. She has nearly fifteen years of experience in client service, operations, information technology, administrative and board relations, marketing and compliance. Most recently Dawn served as the Senior Vice President of Bank Operations for a central-Ohio based community bank, where she created and refined the bank’s policies and procedures, conducted self-audits and risk assessments, and organized implementation of new products and services. She has served in the roles of Compliance, BSA/AML, CRA, Privacy and Security Officer and led training initiatives, prepared due diligence information for and completed a variety of regulatory applications and coordinated internal and external audits and exams.
Upcoming Events
The Bank Board Secretary – Role, Responsibilities, and Requirements
The Board Secretary is more important than just that of company scrivener and custodian of records. It represents an increasingly critical role […]
Overcoming Obstacles in Risk Assessments
This risk webinar for financial institutions will familiarize attendees with common hazards and roadblocks that jam the process of completing risk assessments, […]
Vendor Management Due Diligence and Oversight
The decision to outsource should fit into your bank’s overall strategic plan. This vendor management webinar covers initial and ongoing due diligence […]
Accountholder Death Requirements – Documentation, POD/POA, Checklist and More
Working with relatives of an accountholder who has recently passed can be difficult and emotionally trying. The situation becomes more stressful when […]
Non-Resident Alien (NRA) Compliance for Account Management
Opening and managing accounts for nonresident aliens (NRAs) can be overwhelming tasks. What kind of identification can I request? What if the […]