Brode Consulting – Compliance Consultant
Dawn Kincaid began her banking career working for a community bank, while attending The Ohio State University. She has nearly fifteen years of experience in client service, operations, information technology, administrative and board relations, marketing and compliance. Most recently Dawn served as the Senior Vice President of Bank Operations for a central-Ohio based community bank, where she created and refined the bank’s policies and procedures, conducted self-audits and risk assessments, and organized implementation of new products and services. She has served in the roles of Compliance, BSA/AML, CRA, Privacy and Security Officer and led training initiatives, prepared due diligence information for and completed a variety of regulatory applications and coordinated internal and external audits and exams.
Upcoming Events
Dormant Accounts and the Escheatment Process: Best Practices for Overcoming Challenges
Dormant accounts can take a backseat to more pressing compliance matters until you are required to report this inactivity and transfer any […]
Overdrafts Under Fire: Regulations, Disclosures, Fees, and Marketing Compliance
This timely compliance webinar takes attendees through how to effectively identify nonresident aliens, conduct enhanced due diligence at account opening, and appropriately […]
Bank Board Secretary – Role, Responsibilities, and Requirements
Board Secretary is more important than just that of company scrivener and custodian of records. It represents an increasingly critical role in […]
Accountholder Death Requirements – Documentation, POD/POA, Checklist and More
Working with relatives of an accountholder who has recently passed can be difficult and emotionally trying. The situation becomes more stressful when […]
Non-Resident Alien (NRA) Compliance for Account Management
Opening and managing accounts for nonresident aliens (NRAs) can be overwhelming tasks. What kind of identification can I request? What if the […]
Dormant Accounts and the Escheatment Process: Best Practices for Overcoming Challenges
Dormant accounts can take a backseat to more pressing compliance matters until you are required to report this inactivity and transfer any […]
