Brode Consulting – Compliance Consultant
Dawn Kincaid began her banking career working for a community bank, while attending The Ohio State University. She has nearly fifteen years of experience in client service, operations, information technology, administrative and board relations, marketing and compliance. Most recently Dawn served as the Senior Vice President of Bank Operations for a central-Ohio based community bank, where she created and refined the bank’s policies and procedures, conducted self-audits and risk assessments, and organized implementation of new products and services. She has served in the roles of Compliance, BSA/AML, CRA, Privacy and Security Officer and led training initiatives, prepared due diligence information for and completed a variety of regulatory applications and coordinated internal and external audits and exams.
Reg CC, URLAs, and even Reg D have had their moments to shine in the last year. But sometimes it’s those seemingly […]
Dormant accounts often take a backseat to more pressing compliance matters until that one time a year comes when you are required […]
Opening and managing accounts for nonresident aliens (NRAs) can be overwhelming tasks. What kind of identification can I request? What if the […]
In this risk webinar, we are going to discuss how your risk assessments can serve as the road map for scheduling monitoring […]
Marijuana Related Businesses (MRB) – FinCEN Guidance, Due Diligence Policies and Procedures, and Risk Management
During this timely compliance webinar, we will dive into 2020 marijuana-related regulations and review FinCEN guidance to help you establish your due […]