Risk, Fraud and Vendor Management
Be prepared for any risk. Browse upcoming events and on-demand videos and register for your Risk, Fraud and Vendor Management event today.
Calendar of Events
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Legalized Cannabis and the Workplace: What Employers Need to Know
Legalized Cannabis and the Workplace: What Employers Need to Know
The legalization of cannabis use in the United States has created confusion in the workplace, especially in states and locales where cannabis/THC […]
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1 event,
Small Business Lending for Banks and Credit Unions (2-Part Series)
Small Business Lending for Banks and Credit Unions (2-Part Series)
Banks focus on small business lending to grow loan volume and core deposits. To compete with marketplace lenders, banks capitalize on their […]
2 events,
ACH and Wire Fraud Trends, Identification, Investigation and Recovery
ACH and Wire Fraud Trends, Identification, Investigation and Recovery
This webinar takes attendees through trends in ACH and wire transfer fraud from the time an ACH file and/or wire transfer request […]
Becoming the Chick-Fil-A of Banking
Becoming the Chick-Fil-A of Banking
This incredibly successful event is BACK! Lisa highlights why devotees to the brand expect that whatever Chick-Fil-A restaurant they enter, they will […]
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1 event,
Account Officer Training on ACH/RDC Credit and Transactional Underwriting, Setting Exposure Limits and Performing Periodic Reviews
Account Officer Training on ACH/RDC Credit and Transactional Underwriting, Setting Exposure Limits and Performing Periodic Reviews
Account officers/relationship officers may not understand the regulatory requirements for assessing the risks of ACH and RDC clients. What is the difference […]
2 events,
Implementing a Remote Cash Vault Program and Assessing Your Risks
Implementing a Remote Cash Vault Program and Assessing Your Risks
Remote cash vault service is an electronic service that allows treasury clients to place cash in a vault at their business and […]
Strategically Modernizing Your Payments Program
Strategically Modernizing Your Payments Program
As the financial services industry is focusing on modernizing the way payments are moving, institutions should be paying attention to inefficiencies, streamlined […]
1 event,
Fair Lending Enforcement: Understanding Regulatory Requirements and Redlining Enforcement Actions
Fair Lending Enforcement: Understanding Regulatory Requirements and Redlining Enforcement Actions
On October 22, 2021, the Justice Department announced the launch of an aggressive new initiative to combat the practice of redlining. The […]
1 event,
Regulation O Training – Loans to Insiders
Regulation O Training – Loans to Insiders
This webinar provides the attendee with an easy path for understanding Regulation O governing loans that a bank makes to insiders such […]
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1 event,
Implementing Zelle and P2P: Understanding Risks, the Regulations and Implementing the Right Controls
Implementing Zelle and P2P: Understanding Risks, the Regulations and Implementing the Right Controls
Many financial institutions are evaluating the option of implementing Zelle, a popular payment channel for sending money between people. Person to Person […]
1 event,
Flood Insurance – Compliance Case Studies plus Regulatory Challenges (2-Part Series)
Flood Insurance – Compliance Case Studies plus Regulatory Challenges (2-Part Series)
This 2-part compliance webinar series addresses flood insurance regulation and compliance requirements designed for both new and experienced personnel. We’ll dive into […]
2 events,
Better Business Writing – How to Write Right
Better Business Writing – How to Write Right
This is a business webinar useful to many areas of your organization—not just lenders and credit approvers, not just credit analysts and […]
Treasury Services Training – Setting Limits and Approving Over-Limits for ACH and RDC Clients
Treasury Services Training – Setting Limits and Approving Over-Limits for ACH and RDC Clients
Many financial institutions struggle with effectively setting exposure limits for ACH and RDC clients. This session covers exposure as defined by NACHA […]
1 event,
Analyzing Corporate and Personal Tax Returns for Lenders (2-Part Webinar Series)
Analyzing Corporate and Personal Tax Returns for Lenders (2-Part Webinar Series)
Small business lenders often rely on tax returns when analyzing a borrower. Tax returns do provide significant information for evaluating the small […]
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1 event,
Upgrading Your BSA/AML/OFAC Program to Align With External Threats
Upgrading Your BSA/AML/OFAC Program to Align With External Threats
There is a significant shift in the BSA/AML industry to streamline current risk management controls to align with external threats. Based on […]
1 event,
Wire Transfer Basics for New Employees and Refresher for Existing Employees
Wire Transfer Basics for New Employees and Refresher for Existing Employees
This webinar covers the basics of wire transfer and is great for new employees or as a refresher for existing employees. Areas […]
1 event,
Capital Ratios: 4 Key Call Report Ratios, How they are Developed, and What they Mean
Capital Ratios: 4 Key Call Report Ratios, How they are Developed, and What they Mean
This accounting webinar focuses on the scarcity of capital for both banks and bank holding companies (BHCs). It shows statistically how banks […]
2 events,
Treasury Underwriting for ACH and Remote Deposit Capture: Differentiating between Credit vs Deposit Underwriting
Treasury Underwriting for ACH and Remote Deposit Capture: Differentiating between Credit vs Deposit Underwriting
This Treasury webinar will provide attendees with actionable best business practices for credit/lending officers to use when approving or declining new ACH […]
Understanding the Difference Between: Money Service Businesses, Money Transmitters, and Agents of Money Transmitters
Understanding the Difference Between: Money Service Businesses, Money Transmitters, and Agents of Money Transmitters
Understanding the difference between MSBs, Money Transmitters and agents of money transmitters are important to determine the level of risk and required […]
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1 event,
Dormant Accounts and the Escheatment Process: Best Practices for Overcoming Challenges
Dormant Accounts and the Escheatment Process: Best Practices for Overcoming Challenges
Dormant accounts can take a backseat to more pressing compliance matters until you are required to report this inactivity and transfer any […]
2 events,
Real Estate Appraisals – Regulations, Processes, and Pitfalls
Real Estate Appraisals – Regulations, Processes, and Pitfalls
A key part of commercial real estate (CRE) lending is assessing the bank’s secondary source of repayment for the loan i.e. liquidation […]
Key Lender Mistakes in Underwriting and Structuring Commercial Loans
Key Lender Mistakes in Underwriting and Structuring Commercial Loans
Executive management and lenders often attribute portfolio loan problems to borrower mistakes or failures in management. Unfortunately, in many instances, it is […]
3 events,
Virtual Currency Risk Awareness and Client Education
Virtual Currency Risk Awareness and Client Education
Virtual currencies are commonly targeted by hackers and criminals who perpetrate fraud. There is no assurance of recourse if virtual currency is […]
Handling Reclamations and Death Notification Entries (DNEs) – Requirements and Best Business Practices
Handling Reclamations and Death Notification Entries (DNEs) – Requirements and Best Business Practices
Processing ACH payments from the Federal Government can be a challenge based on the decision to post, return and those situations requiring […]
Lending to Borrowers Over the Business Cycle and Recessions
Lending to Borrowers Over the Business Cycle and Recessions
Business cycles are inevitable, and bankers must understand borrowers’ funding needs through a cycles four phases—early expansion, late expansion, early contraction, and […]
2 events,
Overdraft Program Compliance 2022: Why Every Bank Must Be Prepared
Overdraft Program Compliance 2022: Why Every Bank Must Be Prepared
CFPB Director Rohit Chopra hopes to eliminate overdraft fees for good. With heightened oversight of Overdraft programs, bank management, marketing and branch […]
Cannabis Banking: Opportunities and Challenges
Cannabis Banking: Opportunities and Challenges
This compliance webinar explores the latest developments on banking Marijuana Related Businesses (MRBs), including the opportunities, risks, legal requirements, and challenges associated […]
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Upcoming Courses
Upgrading Your BSA/AML/OFAC Program to Align With External Threats
There is a significant shift in the BSA/AML industry to streamline current risk management controls to align with external threats. Based on […]
Treasury Underwriting for ACH and Remote Deposit Capture: Differentiating between Credit vs Deposit Underwriting
This Treasury webinar will provide attendees with actionable best business practices for credit/lending officers to use when approving or declining new ACH […]
Understanding the Difference Between: Money Service Businesses, Money Transmitters, and Agents of Money Transmitters
Understanding the difference between MSBs, Money Transmitters and agents of money transmitters are important to determine the level of risk and required […]
Key Lender Mistakes in Underwriting and Structuring Commercial Loans
Executive management and lenders often attribute portfolio loan problems to borrower mistakes or failures in management. Unfortunately, in many instances, it is […]
Virtual Currency Risk Awareness and Client Education
Virtual currencies are commonly targeted by hackers and criminals who perpetrate fraud. There is no assurance of recourse if virtual currency is […]
Handling Reclamations and Death Notification Entries (DNEs) – Requirements and Best Business Practices
Processing ACH payments from the Federal Government can be a challenge based on the decision to post, return and those situations requiring […]
Overdraft Program Compliance 2022: Why Every Bank Must Be Prepared
CFPB Director Rohit Chopra hopes to eliminate overdraft fees for good. With heightened oversight of Overdraft programs, bank management, marketing and branch […]
Cannabis Banking: Opportunities and Challenges
This compliance webinar explores the latest developments on banking Marijuana Related Businesses (MRBs), including the opportunities, risks, legal requirements, and challenges associated […]
Recent Playback Courses
Online Account Application Fraud: Identification Prevention and Recovery
Crimes related to identity theft continue to rise. It can be difficult for financial institutions to verify the individual or business opening […]
Cannabis Banking: Opportunities and Challenges
This compliance webinar explores the latest developments on banking Marijuana Related Businesses (MRBs), including the opportunities, risks, legal requirements, and challenges associated […]
BSA and OFAC Fundamentals for New Employees and Refresher for Existing Employees
This program designed to provide new employees in client facing or other key areas an overview of the requirements of a BSA/AML […]
Trends in Call Center Fraud and Leading Practices for Identification and Response
Call centers are targets for fraudsters looking to gain access to financial information and other sensitive information. Fraudsters typically navigate through a […]
BSA Negative News Searches: Search Tools and Best Practice Tips
Know Your Customer (KYC) is a critical part of a strong BSA/AML compliance program. The purpose of KYC is to identify customers, […]
Aligning Debit Card Programs with External Fraud Threats
Debit card fraud losses have had a significant impact on the bottom line for many financial institutions due to social engineering attacks […]
Key Lender Mistakes in Underwriting and Structuring Commercial Loans
Executive management and lenders often attribute portfolio loan problems to borrower mistakes or failures in management. Unfortunately, in many instances, it is […]
Deposit Operations Fraud Trends: Identification, Mitigation and Prevention
A financial institution’s deposit operations area performs many operational functions and identifies fraud that may often times be missed in other monitoring […]
