Risk, Fraud and Vendor Management
Be prepared for any risk. Browse upcoming events and on-demand videos and register for your Risk, Fraud and Vendor Management event today.
Upcoming Courses
Requirements for Bank Accountants and Auditors About Bank Investments in Financial Instruments
This audit training explains the reasons for a bank’s investment portfolio and the need for having a current, comprehensive, written, investment bank […]
Elder Financial Exploitation Program Documentation: Complying with BSA Requirements
In March 2016, the Consumer Financial Protection Bureau published an Advisory for Financial Institutions on Recommendations for financial institutions on preventing and […]
UDAAP: Consumer Complaint Monitoring and Avoiding Harm
The CFPB examination manual’s UDAAP (unfair, deceptive, or abusive acts or practices) section addresses the importance of the consumer complaint process. UDAAP […]
Traditional and Online Account Opening: Differences, Similarities and Managing Your Risks
The account opening process for consumer and commercial clients creates risk exposure to any financial institution and can carry increased risks. This […]
2019/2020 Banking Industry and Business Risks for Bank Accountants and Auditors
This banking risk training explains the banking industry and how it fits into the US capitalist system, role of the Fed, markets, […]
Wire Transfer Gaps that Will Open the Door to Fraudsters
Wire Transfer is a credit only, irrevocable and immediate payment system which makes it unfortunately a haven for fraudsters. Many financial institutions […]
Call Center/Client Facing Fraud Management: Important Red Flags for Identifying Fraud
Call centers and departments responsible for receiving customer calls are feeling the increasingly numbers of fraud attempts and have even been the […]
Identification of Elder Financial Exploitation to Your Payments Program
This compliance training will take attendees through the different types of payment channels that are susceptible to elder financial exploitation and discuss […]
Recent Playback Courses
Deposit Operations Fraud Identification and Prevention: Implementing Fraud Management in the Back Office
The deposit operations department is an area within each financial institution that may be misunderstood by many as having significant value for […]
Audit Data Analytics (ADA): A New Tool for External and Internal Auditors
This audit training is for progressive, modern, external and internal auditors who perform: Risk Assessment Procedures Analytical Procedures Substantive Testing It introduces […]
2020/2021 NACHA Rules Updates: FedNOW, Faster Payments Same Day ACH and Fraud Detection Standards for WEB Debits
This payments webinar will take attendees through the NACHA Operating Rules that went into effect in 2019 and those set to go […]
Auditor Responsibility for Fraud on Regular and Fraud Detection Audits
Fraud is a reality for all entities. Whether perpetrated by insiders or outsiders it could be occurring at a material level. Corporate […]
Debit Card Fraud Identification, Prevention and Recovery: From Internal Controls to Incident Response
Debit card fraud is not always identified based on the customer notification but a great deal of it is identified on the […]
Cannabis Banking 2020: 301 ONLY – Operational Factors for Developing the Framework for Cannabis Banking
This first of 3 sessions in the symposium will cover: Introduction to Cannabis business and regulations Cannabis plant overview: The Basics, Differences […]
Cannabis Banking 2020: 3-Part Webinar Symposium (ALL 3 PARTS)
On September 25, 2019, the U.S. House of Representatives passed, by a vote of 321 to 103 (with 90 Republicans voting in […]
Wire Transfer Fraud – Prevention, Identification, Escalation and Recovery
This fraud training will focus on the escalated industry concerns of wire transfer fraud, common wire fraud trends and those trends that […]
