Risk, Fraud and Vendor Management Courses
Be prepared for any risk. Browse upcoming events and on-demand videos and register for your Risk, Fraud and Vendor Management event today.
Calendar of Events
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BSA Deep Dive: Understanding Beneficial Ownership and Enhanced Customer Due Diligence
BSA Deep Dive: Understanding Beneficial Ownership and Enhanced Customer Due Diligence
Join this must-attend BSA webinar for an informative and in-depth look at the Beneficial Ownership rules and CDD. Learn how to identify […]
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1 event,
Aligning Debit Card Programs with External Fraud Threats
Aligning Debit Card Programs with External Fraud Threats
Debit card fraud losses have had a significant impact on the bottom line for many financial institutions due to social engineering attacks […]
3 events,
Understanding External Transfer Fraud and How to Mitigate Your Risks
Understanding External Transfer Fraud and How to Mitigate Your Risks
External transfers is a service offered by financial institutions to move funds between an account holder at their financial institution to another […]
Better Business Writing – How to Write Right
Better Business Writing – How to Write Right
This is a business webinar useful to everyone in your organization—not just lenders and credit approvers, not just credit analysts and loan […]
Writing Effective Business Emails – Improving Your e-Communication Skills
Writing Effective Business Emails – Improving Your e-Communication Skills
Emails are a core business communication tool. The speed and volume of email have dramatically changed the business communication. The not-so-old standards […]
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2 events,
BSA Negative News Searches: Search Tools and Best Practice Tips
BSA Negative News Searches: Search Tools and Best Practice Tips
Know Your Customer (KYC) is a critical part of a strong BSA/AML compliance program. KYC serves to identify customers, counterparties, beneficial owners […]
Differences Between BSA Model Validation, AML System Optimization and BSA Independent Audit
Differences Between BSA Model Validation, AML System Optimization and BSA Independent Audit
Over several years, financial institutions have received regulatory criticism for not having a model validation performed on their BSA program. What is […]
3 events,
Strategic Value of Retail Branch Transformation (3-Part Bootcamp)
Strategic Value of Retail Branch Transformation (3-Part Bootcamp)
Financial institution branch visits have experienced the one-two punch of increased online self-service tools and a pandemic which forced the proliferation of […]
Performing Regulation E Investigations in the Back Office: Best Business Practices and Regulatory Expectations
Performing Regulation E Investigations in the Back Office: Best Business Practices and Regulatory Expectations
Regulation E provides a basic framework that establishes the rights, liabilities, and responsibilities of participants in electronic fund transfer systems for consumers. […]
Responsible Commercial Real Estate Lending (2-Part Series)
Responsible Commercial Real Estate Lending (2-Part Series)
History suggests that most of the losses incurred by banks are loans made in the last two years of a recovery. Prior […]
3 events,
Strategic Value of Retail Branch Transformation (3-Part Bootcamp)
Strategic Value of Retail Branch Transformation (3-Part Bootcamp)
Financial institution branch visits have experienced the one-two punch of increased online self-service tools and a pandemic which forced the proliferation of […]
BSA Red Flags and SAR Training
BSA Red Flags and SAR Training
Even mature BSA/AML programs struggle to keep pace with today’s challenges. This webinar focuses on providing specific insights and tactics to beef […]
ACH and Wire Fraud Trends, Identification, Investigation and Recovery
ACH and Wire Fraud Trends, Identification, Investigation and Recovery
This webinar takes attendees through trends in ACH and wire transfer fraud from the time an ACH file and/or wire transfer request […]
3 events,
Strategic Value of Retail Branch Transformation (3-Part Bootcamp)
Strategic Value of Retail Branch Transformation (3-Part Bootcamp)
Financial institution branch visits have experienced the one-two punch of increased online self-service tools and a pandemic which forced the proliferation of […]
Call Report Preparation for Banks: 2-Part Introductory Training – FFIEC #041 and #031
Call Report Preparation for Banks: 2-Part Introductory Training – FFIEC #041 and #031
The first of this 2-part series covers the basic requirements for two (2) of the three (3) quarterly bank “Call Reports.” It […]
UDAAP Enforcement Update
UDAAP Enforcement Update
Political change often means policy change. As the CFPB prepares for supervision under new leadership, UDAAP standards in the Consumer Financial Protection […]
1 event,
Regulation E Case Study Investigations on Authorized vs. Unauthorized Fraud
Regulation E Case Study Investigations on Authorized vs. Unauthorized Fraud
This session will take attendees through real life case studies of performing Regulation E disputes onauthorized fraud when customers surrender their debit […]
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3 events,
Active Shooter Prevention Protocols and Responses
Active Shooter Prevention Protocols and Responses
All employees can prevent and prepare for potential active shooter situations. This instructive webinar will help your bank train and prepare for […]
Online Account Application Fraud: Identification Prevention and Recovery
Online Account Application Fraud: Identification Prevention and Recovery
Crimes related to identity theft continue to rise. It can be difficult for financial institutions to verify the individual or business opening […]
Creating a Website that Customers WANT to Use!
Creating a Website that Customers WANT to Use!
Most bank websites go unused by customers (by everyone really). Customers favorite the online banking login page and never see another page […]
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Bank Secrecy Act – 2023 Updates and Changes
Bank Secrecy Act – 2023 Updates and Changes
Money-laundering and terrorism-financing methods are constantly changing and becoming more complex. Staying on top of these ever-changing risks while managing your daily […]
2 events,
Accounting for Financial Institutions: 101, 201, 301
Accounting for Financial Institutions: 101, 201, 301
This 3-part bank accounting webinar series continues to be a popular, informative and unique addition to the knowledge available to bank accountants, […]
Refining Deposit Strategy in 2023 and Beyond
Refining Deposit Strategy in 2023 and Beyond
The ultra-low interest rates that we have lived with since the Great Recession have departed finally, leaving a new environment for bankers. […]
2 events,
Accounting for Financial Institutions: 101, 201, 301
Accounting for Financial Institutions: 101, 201, 301
This 3-part bank accounting webinar series continues to be a popular, informative and unique addition to the knowledge available to bank accountants, […]
Regulation E Requirements for Person-to-Person (P2P) Payments
Regulation E Requirements for Person-to-Person (P2P) Payments
This timely payments webinar addresses compliance requirements for P2P disputes and provide financial institutions with best business practices for complying with Regulation […]
2 events,
Accounting for Financial Institutions: 101, 201, 301
Accounting for Financial Institutions: 101, 201, 301
This 3-part bank accounting webinar series continues to be a popular, informative and unique addition to the knowledge available to bank accountants, […]
Cannabis Banking: Opportunities and Challenges
Cannabis Banking: Opportunities and Challenges
This compliance webinar explores the latest developments on banking Marijuana Related Businesses (MRBs), including the opportunities, risks, legal requirements, and challenges associated […]
2 events,
Check Rules and Regulations: Understanding UCC 3, 4 and Reg CC (2-Part Series)
Check Rules and Regulations: Understanding UCC 3, 4 and Reg CC (2-Part Series)
The most confusing thing about check processing is that there are so many areas of governance. Uniform Commercial Code (UCC) sections 3 […]
Analyzing Corporate and Personal Tax Returns for Lenders (2-Part Webinar Series)
Analyzing Corporate and Personal Tax Returns for Lenders (2-Part Webinar Series)
Small business lenders often rely on tax returns when analyzing a borrower. Tax returns do provide significant information for evaluating the small […]
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2 events,
BSA Officer Challenges, Decision Making and Handling Higher Risk Exceptions
BSA Officer Challenges, Decision Making and Handling Higher Risk Exceptions
This session is designed for BSA and Compliance support teams to learn best business practices for handling daily issues that arise that […]
International Wire Transfer Training: Intersection Of Front-Line, Operations, BSA And Fraud
International Wire Transfer Training: Intersection Of Front-Line, Operations, BSA And Fraud
International wires carry an elevated risk of fraud and money laundering. Too often, financial institutions find themselves filling gaps in their control […]
1 event,
Garnishments, Levies, and Subpoenas Training for Your Front Line and Back Office
Garnishments, Levies, and Subpoenas Training for Your Front Line and Back Office
Customer-facing and back-office staff frequently receive garnishments, subpoenas, summonses, and levies in connection with regulatory enforcement actions and government investigations. Depending on […]
2 events,
Implementing Online Account Opening: Compliance, Risks, Best Practices and Lessons Learned
Implementing Online Account Opening: Compliance, Risks, Best Practices and Lessons Learned
Online account opening is one of those business opportunities to gain more deposit accounts while also providing a contingency for financial institutions […]
Mitigating Fraud Risks in Conservatorships and Trust Accounts
Mitigating Fraud Risks in Conservatorships and Trust Accounts
When an adult (an individual 18 or older) is unable to manage his or her personal and/or financial affairs, a court can […]
2 events,
Properly Handling ACH Stop Payment, Unauthorized and Revoked Entries
Properly Handling ACH Stop Payment, Unauthorized and Revoked Entries
This payments webinar takes attendees through network and regulatory expectations for complying with NACHA Rules requirements for stop payments, unauthorized transactions for […]
Trends in Ransomware: Your Responsibility as a Financial Institution to Identify and Report
Trends in Ransomware: Your Responsibility as a Financial Institution to Identify and Report
Ransomware is a significant type of cyber-attack that is increasing and impacting all size businesses and often delivered through a phishing message. […]
2 events,
Mastering HMDA Compliance: Requirements, Disclosures and Challenges
Mastering HMDA Compliance: Requirements, Disclosures and Challenges
The challenge with understanding HMDA is that it’s extremely complex and the rules are tedious. With increased regulatory scrutiny of HMDA data […]
BSA and OFAC Fundamentals for New Employees and Refresher for Existing Employees
BSA and OFAC Fundamentals for New Employees and Refresher for Existing Employees
This program designed to provide new employees in client facing or other key areas an overview of the requirements of a BSA/AML […]
Upcoming Courses
BSA and OFAC Fundamentals for New Employees and Refresher for Existing Employees
This program designed to provide new employees in client facing or other key areas an overview of the requirements of a BSA/AML […]
Balancing Account Opening Efficiencies on the Front-Line with BSA Compliance Requirements
Financial institutions often struggle with balancing the customer/member experience with ensuring compliance with BSA. This session will focus on best business practices […]
Overdraft Program Compliance 2023: Why Every Bank Must Be Prepared
CFPB Director Rohit Chopra hopes to eliminate overdraft fees for good. With heightened oversight of Overdraft programs, bank management, marketing and branch […]
Best Practices for Alert Reviews and Investigations
This training is designed to provide BSA Officers and support teams with regulatory requirements and best business practices for reviewing BSA alerts […]
BSA Red Flags Training on Identifying Human Trafficking
On October 15, 2020, FinCEN issued a new advisory on identifying and reporting human trafficking, supplementing its 2014 guidance. Since the 2014 […]
A Case Study that Led to Prosecution for Human Trafficking Victim
Human trafficking is a significant problem in the United States. Annually, millions of people are bought and sold for the purposes of […]
External Transfer Fraud Identification and Prevention
External transfer is offered by financial institutions to move funds between an account holder at their financial institution to an account owned […]
Regulation CC – Funds Availability, Warranties and Indemnities Updated and Explained
In 1989 Regulation CC implemented the Expedited Funds Availability Act, providing quicker access to funds from deposited checks. We have seen significant […]
Recent Playback Courses
ACH, Check, Wire, and Digital Banking: Fraud Detection and OFAC Requirements
This payments webinar will focus on common ACH, Check, Wire and Digital Banking Fraud attacks and case studies on how financial institutions […]
New CFPB Enforcement Actions on Regulation E and NSF Overdrafts
On January 26, 2022, the CFPB published a new initiative seeking feedback from the public on “junk fees,” which included NSF and […]
Upgrading Your BSA/AML/OFAC Program to Align With External Threats
There is a significant shift in the BSA/AML industry to streamline current risk management controls to align with external threats. Based on […]
Effective Board Reporting: What is Your Board Actually Learning?
The Board of Directors are responsible for the oversight of the financial institution’s BSA Program. Board reporting, staff assessments and the BSA […]
RDC Rules and Regulations – Compliance Review and Checklist
Remote Deposit Capture, aka RDC, just like other payment collection systems have guidance, laws and rules that are required for a financial […]
Virtual Currency and Financial Institutions: Due Diligence and Ongoing Monitoring Requirements
currencies are commonly targeted by hackers and criminals who perpetrate fraud. There is no assurance of recourse if virtual currency is stolen […]
Regulation CC – Funds Availability, Warranties and Indemnities Updated and Explained
In 1989 Regulation CC implemented the Expedited Funds Availability Act, providing quicker access to funds from deposited checks. We have seen significant […]
External Transfer Fraud Identification and Prevention
External transfer is offered by financial institutions to move funds between an account holder at their financial institution to an account owned […]
