Regulatory Compliance
Are you aware of all the relevant laws, policies, and procedures for your FI? Are you taking steps to comply? Browse upcoming events and on-demand videos and register for your Regulatory Compliance event today.
Upcoming Courses
Overview of FDICIA and SOX for Bank Internal and External Auditors
This banking webinar identifies and explains historical events and legislative milestones. It especially focuses on two major laws: FDICIA of 1991 SOX […]
From Blockchain to Cryptocurrency – FinTech Update
This payments webinar training includes An introduction to blockchain technology, and how it is currently being leveraged, An introduction to cryptocurrency, including […]
Regulatory Red Flags for BSA Policy and Risk Assessment Weaknesses
Over the past several years, there have been increased scrutiny by examiners on BSA/AML and an increased number of consent orders and […]
Handling Difficult Elder Financial Exploitation Events: Training Frontline Staff on Effective Communication
Approximately 1 in 10 Americans aged 60+ have experienced some form of elder abuse. Some estimates range as high as 5 million […]
Fair Lending – Risks, Controls and Analytics
Fair lending has never been more critical for financial institutions. The expectations from the regulatory agencies have increased in recent years driven […]
Periodic Reviews of Treasury Customers: Moving Reviews from Annual ACH/RDC Schedule to Risk-Based Periodic Reviews
Financial institutions face the risk of the “one-size fits all” model for performing annual reviews regardless of the customer risk. As financial […]
CRA 2020 – Community Reinvestment Act Requirements, Modernization Efforts, and Prospective Changes
Federal regulators have voiced support to improve regulatory implementation and enforcement of the Community Reinvestment Act (12 U.S.C. §§2901-2908) (CRA). Enacted in […]
Seed to Sale: Banking Hemp, CBD and Hemp-Related Businesses, with Live Case Study
With an industry that is projected to be worth $20 billion by 2022, interest in hemp is at an all-time high. But […]
Recent Playback Courses
Secura Risk Management Virtual Town Hall – BSA/AML, Payments and Fraud Management
The Secura Forum Virtual Town Hall will be held on Sept 17 to cover hot topics in BSA/AML, Payments and Fraud Management. […]
Proper Classification of Loans on Call Report Schedule RC-C, Part I – Loans and Leases
There is no doubt that the instructions for properly completing the Call Report are challenging. The most confusing of all the Schedules, […]
Remotely Created Checks versus ECIs
Remotely Created Checks are often viewed as the “ugly stepchild ” of the check world, but they still fill an important and […]
BSA and SARs Training for Client Facing Teams: CIP, CDD, EDD, OFAC and Best Practices for Identifying Suspicious Activity
BSA teams depend on the front line for gathering CIP, CDD, EDD, and performing OFAC verification. This webinar will teach front-line teams […]
Regulation CC Updates and Changes to Availability of Funds and Check Collection
The Board of Governors of the Federal Reserve System (Federal Reserve) recently issued a series of amendments to Regulation CC (12 CFR […]
Beneficial Ownership: Recent Changes and Beneficial Owners of Multiple Layers of Business Relationships
On May 11, 2018, the Financial Crimes Enforcement Network (FinCEN) issued its final rule to implement the long-awaited beneficial ownership rules that […]
2020 – 2021 NACHA Rules Changes, Requests for Comment, and Implementation Tips
This ACH Payments webinar will cover the latest 2020 and 2021 NACHA Rules changes including such enhancements as the expansion of the […]
2020 Secura Risk Management Forum Fall Symposium
9 webinars over 3 days covering Treasury, Risk, Elder Exploitation, Wire Fraud, Checks and MUCH MORE. These webinars come with complete playbacks […]
