Regulatory Compliance
Are you aware of all the relevant laws, policies, and procedures for your FI? Are you taking steps to comply? Browse upcoming events and on-demand videos and register for your Regulatory Compliance event today.
Upcoming Courses
CRA and Fair Lending from a Senior Management and Board Perspective
There is an increasing emphasis on your CRA rating and performance, and in many cases, it is tied to fair lending, your […]
Check Fraud Training for the Frontline
Check fraud losses are estimated to be in excess of $18 billion each year. With more and more counterfeit checks and increased […]
OFAC 2020 – RPPR Rule Guidance, Disclosures, OFAC Framework, and Audit Deficiencies
On June 21, 2019, the Department of the Treasury, Office of Foreign Assets Control (“OFAC”) issued a final interim rule amending the […]
Treasury Program Efficiency Reviews: Streamlining ACH, RDC, Wire Transfer and Other Treasury Workflows
This treasury webinar will take attendees through a standard efficiency review for treasury services and provide best business practices for identifying such […]
Check Returns and Adjustments: Do’s and Don’ts
This payments webinar will discuss the proper handling of returns items and how to meet required return time-frames. Handling of adjustments under […]
Capital Ratios: 4 Key Call Report Ratios, How they are Developed, and What they Mean
This 90-minute accounting training focuses on the scarcity of capital for both banks and bank holding companies (BHCs). It shows statistically how […]
Deposit Operations Fraud: Mitigating Risk Through Back-Office Controls
The deposit operations department is an area within each financial institution that may be misunderstood by many as having significant value for […]
Legal Marijuana and the Workplace: What Employers Need to Know
The legalization of marijuana use in the United States has become a fiery issue. Many states have legalized the medical use of […]
Recent Playback Courses
Reg E vs. ACH: Friends or Foes?
Some EFTs may be considered “Errors” under Regulation E, while certain ACH Entries may be handled with a Written Statement. Attend this […]
Performing Regulation E Investigations in the Back Office: Best Business Practices and Regulatory Expectations
Regulation E provides a basic framework that establishes the rights, liabilities, and responsibilities of participants in electronic fund transfer systems for consumers. […]
SECURE Act: New 2020 Legislation for Your Bank, CU and Customers
On December 20, 2019 the Setting Every Community Up for Retirement Enhancement (SECURE) Act got signed into law with most provisions starting […]
Overview of ALM Asset Liability Management for Interest Rate Risk and the Role of ALCO
This 90-minute accounting training provides an overview of ALM. It focuses on ALM principles and ALM measurement techniques, and auditor or reviewer […]
Using Risk Assessment to Develop Your Audit Plan
This audit webinar is valuable for internal auditors at all levels. It is designed for auditors who are responsible for auditing, reviewing […]
Advanced TRID Training for Community Bankers
The TILA-RESPA Integrated Disclosure Rule is your most costly regulation. And given the increased focus on consumer protections it is critical for […]
CAMELS Rating In-Depth for Senior Bankers, Executives and Directors
The foundation for every safety & soundness exam is the CAMELS rating system. Examiners look at numerous “assessment factors” for each component […]
BSA and SARs Training for Client Facing Teams: CIP, CDD, EDD, OFAC and Best Practices for Identifying Suspicious Activity
BSA teams depend on the front line for gathering CIP, CDD, EDD, and performing OFAC verification. This webinar will teach front-line teams […]
