Regulatory Compliance
Are you aware of all the relevant laws, policies, and procedures for your FI? Are you taking steps to comply? Browse upcoming events and on-demand videos and register for your Regulatory Compliance event today.
Upcoming Courses
Advanced TRID Training for Community Bankers
TILA-RESPA Integrated Disclosure Rule is your most costly regulation, but given the increased focus on consumer protections it is critical for banks […]
Overcoming Obstacles in Risk Assessments
This risk webinar for financial institutions will familiarize attendees with common hazards and roadblocks that jam the process of completing risk assessments, […]
Regulation CC Training for the Front-Line
On July 1, 2020, a few amendments to Regulation CC will become effective that will have a major impact on how check […]
Implementing Zelle and P2P: Understanding Risks, the Regulations and Implementing the Right Controls
Zelle is a popular payment channel for sending money between people. Many financial institutions are evaluating the option of implementing Zelle. Person […]
Mastering HMDA Compliance: Requirements, Disclosures and Challenges
The challenge with understanding HMDA is that it’s extremely complex and the rules are tedious. With increased regulatory scrutiny of HMDA data […]
Vendor Management Due Diligence and Oversight
The decision to outsource should fit into your bank’s overall strategic plan. This vendor management webinar covers initial and ongoing due diligence […]
Treasury Services Training – Setting Limits and Approving Over-Limits for ACH and RDC Clients
Many financial institutions struggle with how to set strong exposure limits for their ACH and RDC clients. What is the right exposure […]
Lending to Hemp, CBD and Cannabis Banking Customers: Opportunities, Challenges and Regulatory Hurdles
Of approximately 12,000 banks across the country, 710 banks and 150 credit unions reported servicing marijuana-related businesses last year, according to FinCEN. […]
Recent Playback Courses
2021 Regulatory Changes and Expectations Under a New Political Administration – What Every Banker Needs to Know
The outcome of the 2020 presidential election will shift the balance of power in D.C. regarding key financial-services laws, policies and regulations affecting regulated entities. As a […]
All New! Handling Law Enforcement Requests, Subpoenas, Levies and Garnishments
Financial institutions play a significant role in the financial space as they hold the assets of a customer. Based on this fact, […]
Documenting Your Payments Business Continuity Plan for Different Disaster Events
COVID-19 taught the payments industry the importance of ensuring a contingency plan included which payment types were more vulnerable to risks based […]
UDAAP Enforcement Update
Political change often means policy change. As the CFPB gears up for supervision under new leadership, UDAAP standards in the Consumer Financial […]
Overview of FDICIA and SOX for Bank Internal and External Auditors
This banking webinar identifies and explains historical events and legislative milestones. It especially focuses on two major laws: FDICIA of 1991 SOX […]
Overview of ALM Asset Liability Management for Interest Rate Risk and the Role of ALCO
This 90-minute accounting training provides an overview of ALM. It focuses on ALM principles and ALM measurement techniques, and auditor or reviewer […]
Call Center/Client Facing Fraud Management: Important Red Flags for Identifying Fraud
Call centers and departments responsible for receiving customer calls are feeling the increasingly numbers of fraud attempts and have even been the […]
Implementing a Remote Cash Vault Program and Assessing Your Risks
A remote cash vault services is an electronic service that allows treasury clients to place cash in a vault at their business […]
