Regulatory Compliance

Are you aware of all the relevant laws, policies, and procedures for your FI? Are you taking steps to comply? Browse upcoming events and on-demand videos and register for your Regulatory Compliance event today.

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Courses for March 2020 › Regulatory Compliance

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Debit Card Disputes – Consumer Notification to Closing Investigation

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Flood Insurance Basics and Compliance Requirements for Lenders

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Overview of FDICIA and SOX for Bank Internal and External Auditors

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NACHA Rules and Payments Industry Changes in 2020: Learn the latest NACHA Rules Changes

Opening and Maintaining IRAs

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Cannabis Banking: Opportunities and Challenges

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Proactive Collections and Current Trends in Default Servicing

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Call Center/Client Facing Fraud Management: Important Red Flags for Identifying Fraud

ACH Audits for Banks and Credit Unions (2 Part Webinar Series)

Compliance Training for the Frontline

11

Treasury Cash Management: A Powerful Tool to Increase Deposits and Fee Income

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Regulation CC Updates: 2020 Changes, Navigating Funds Availability, and More

ACH Audits for Banks and Credit Unions (2 Part Webinar Series)

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Real-Time Payments – Will You be a Market Leader, Fast Follower or Left Behind?

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IRA Fundamentals for Banks and Credit Unions

BSA Training 2020: Effective Strategies for Compliance

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BSA and SARs Training for Client Facing Teams: CIP, CDD, EDD, OFAC and Best Practices for Identifying Suspicious Activity

18

CAMELS Rating In-Depth for Senior Bankers, Executives and Directors

19

Advanced TRID Training for Community Bankers

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Using Risk Assessment to Develop Your Audit Plan

Overview of ALM Asset Liability Management for Interest Rate Risk and the Role of ALCO

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SECURE Act: New 2020 Legislation for Your Bank, CU and Customers

Performing Regulation E Investigations in the Back Office: Best Business Practices and Regulatory Expectations

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Reg E vs. ACH: Friends or Foes?

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CRA and Fair Lending from a Senior Management and Board Perspective

Check Fraud Training for the Frontline

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OFAC 2020 – RPPR Rule Guidance, Disclosures, OFAC Framework, and Audit Deficiencies

Treasury Program Efficiency Reviews: Streamlining ACH, RDC, Wire Transfer and Other Treasury Workflows

3

Check Returns and Adjustments: Do’s and Don’ts

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