Regulatory Compliance
Are you aware of all the relevant laws, policies, and procedures for your FI? Are you taking steps to comply? Browse upcoming events and on-demand videos and register for your Regulatory Compliance event today.
Upcoming Courses
Regulatory Red Flags for BSA Policy and Risk Assessment Weaknesses
Over the past several years, there have been increased scrutiny by examiners on BSA/AML and an increased number of consent orders and […]
2020 Flood Insurance Basics and Compliance Requirements – Getting it Right!
The final flood rule went into effect last year yet the flood insurance requirements are still the least understood and most violated. […]
Remote Online Notarization: 2020 Compliance Update and Review
Due to the current crisis impacting everyone nationwide, many states have issued emergency orders authorizing notaries to perform remote notarizations. Currently, at […]
Trust and Asset Management Services – Fundamentals, Regulations and Responsibilities
This bank webinar provides the fundamentals of trust administration and asset management services. This bank training session is perfect for new trust […]
Regulation DD From Beginning to End
Let’s go back to the basics to avoid “hot water.” It has been 20 years since Truth in Savings (TISA) took effect, […]
Overview of FDICIA and SOX for Bank Internal and External Auditors
This banking webinar identifies and explains historical events and legislative milestones. It especially focuses on two major laws: FDICIA of 1991 SOX […]
Fair Lending – Risks, Controls and Analytics
Fair lending has never been more critical for financial institutions. The expectations from the regulatory agencies have increased in recent years driven […]
Banking High Risk Businesses During Risky Times
Under an enterprise risk management program, certain industries, geographies, or business activities may be identified as presenting higher than normal risk characteristics. […]
Recent Playback Courses
Establishing BSA Customer Risk Ratings and CDD Guidance: Best Business Practices for 2020
The new CDD Chapter of FFIEC outlines the expectation to risk rate customers. “The bank should have an understanding of the money […]
BSA and SARs Training for Client Facing Teams: CIP, CDD, EDD, OFAC and Best Practices for Identifying Suspicious Activity
BSA teams depend on the front line for gathering CIP, CDD, EDD, and performing OFAC verification. This webinar will teach front-line teams […]
Banking Non-Resident and Resident Aliens: Documentation and Ongoing Monitoring Best Practices
Because residents and nonresident aliens are taxed differently, it’s important to understand the difference and how to identify/distinguish at account opening. A […]
Insurance Considerations for Cyber and Contingency Events
The Covid-19 Pandemic has illuminated various areas of concern for financial institutions including an environment of increased fraud threats. As such, Financial […]
Proper Classification of Loans on Call Report Schedule RC-C, Part I – Loans and Leases
There is no doubt that the instructions for properly completing the Call Report are challenging. The most confusing of all the Schedules, […]
Signature Cards and Account Set Up: 10 Key Do’s and Don’ts
This banking webinar is designed to be your go-to source for signature card compliance and training. We start with an overview of […]
Are You Ready for CECL?
FASB’s Current Expected Credit Loss (CECL) standard is coming, and institutions are trying to figure out what to do next. The FASB […]
The “Forgotten” Banking Regulations – E, CC, DD, and Check 21
With all the focus on lending and UDAAP, there is a tendency to forget some of the other regulations that still apply […]
