Regulatory Compliance
Are you aware of all the relevant laws, policies, and procedures for your FI? Are you taking steps to comply? Browse upcoming events and on-demand videos and register for your Regulatory Compliance event today.
Upcoming Courses
Requirements for Bank Accountants and Auditors About Bank Investments in Financial Instruments
This audit training explains the reasons for a bank’s investment portfolio and the need for having a current, comprehensive, written, investment bank […]
Elder Financial Exploitation Program Documentation: Complying with BSA Requirements
In March 2016, the Consumer Financial Protection Bureau published an Advisory for Financial Institutions on Recommendations for financial institutions on preventing and […]
Statistical Sampling Techniques for Auditors
This timely and critical bank auditor training on proper statistical sampling techniques for bank auditors will: Explain valid sampling Show how to […]
Regulatory Challenges in Fintech Partnerships, Brokered Deposits, Risk Management, and Other Hurdles
Bank-fintech partnerships can create significant opportunities for banks and fintechs alike. For banks, fintech partners can provide valuable technology and innovation that […]
Electronic Business Banking Agreements – Payments and Regulatory Considerations for Documentation
This compliance training webinar reviews recent legal developments and court cases to identify problem areas in payments agreements, including automated clearing house […]
Construction Lending Fundamentals for 2019
What every commercial lender should know about construction lending so new loan opportunities are not missed. This commercial loan webinar will provide […]
ACH/RDC Regulatory Credit Training: Exposure Limits, Periodic Reviews and Regulatory Risk Expectations
Account officers/relationship officers may not understand the regulatory requirements for assessing the risks of its ACH and RDC clients. What is the […]
Call Center/Client Facing Fraud Management: Important Red Flags for Identifying Fraud
Call centers and departments responsible for receiving customer calls are feeling the increasingly numbers of fraud attempts and have even been the […]
Recent Playback Courses
Deposit Operations Fraud Identification and Prevention: Implementing Fraud Management in the Back Office
The deposit operations department is an area within each financial institution that may be misunderstood by many as having significant value for […]
Audit Data Analytics (ADA): A New Tool for External and Internal Auditors
This audit training is for progressive, modern, external and internal auditors who perform: Risk Assessment Procedures Analytical Procedures Substantive Testing It introduces […]
Regulation E Compliance, Debit Card Disputes, ACH Unauthorized, Remittance Transfers, Stop Payments and RegTech
Debit Card disputes, ATM Disputes, ACH Unauthorized, Remittance Transfers and Stop Payments are an integral part of a financial institutions requirements to […]
Capital Ratios: 4 Key Call Report Ratios, How they are Developed, and What they Mean
This 90-minute accounting training focuses on the scarcity of capital for both banks and bank holding companies (BHCs). It shows statistically how […]
Proper Classification of Loans on Call Report Schedule RC-C, Part I – Loans and Leases
There is no doubt that the instructions for properly completing the Call Report are challenging. The most confusing of all the Schedules, […]
Quarterly Regulatory Compliance Update – Financial Services
Are you liable for a notary employee’’s mistakes? The answer is usually yes. Banks can take a number of steps to lessen […]
2020/2021 NACHA Rules Updates: FedNOW, Faster Payments Same Day ACH and Fraud Detection Standards for WEB Debits
This payments webinar will take attendees through the NACHA Operating Rules that went into effect in 2019 and those set to go […]
Reg CC and the New RDC Indemnity How Do I Handle Duplicates Now
Processing checks as images presents challenges and opportunities for financial institutions. Each day more and more financial institutions are offering their consumer’s […]
