Regulatory Compliance
Are you aware of all the relevant laws, policies, and procedures for your FI? Are you taking steps to comply? Browse upcoming events and on-demand videos and register for your Regulatory Compliance event today.
Upcoming Courses
Aligning Debit Card Programs with External Fraud Threats
Debit card fraud losses have had a significant impact on the bottom line for many financial institutions due to social engineering attacks […]
RDC Rules and Regulations – Compliance Review and Checklist
Remote Deposit Capture just like other payment collection systems have guidance, laws and rules that are required for a financial institution to mitigate […]
Trends in Call Center Fraud and Leading Practices for Identification and Response
Call centers are targets for fraudsters looking to gain access to financial information and other sensitive information. Fraudsters typically navigate through a […]
Applying BSA Laws and Demystifying Guidance to High Risk Businesses – Marijuana-Related Businesses, Fentanyl, Synthetic Opioids and CBD
Cannabis is arguably the fastest growing industry in the world. In the U.S., 33 states and the District of Columbia currently have […]
Fair Lending – Examiner Expectations for Your Fair Lending Program
In this loan webinar, you will be provided with information on how to conduct a fair lending risk assessment, ideas and techniques […]
Streamlining Treasury Payment Agreements
This session is designed for treasury teams considering consolidating their treasury agreements into one easy to understand binding agreement. This session provides […]
Overview of FDICIA and SOX for Bank Internal and External Auditors
This banking webinar identifies and explains historical events and legislative milestones. It especially focuses on two major laws: FDICIA of 1991 SOX […]
Adopting CECL in Small to Midsized Institutions
FASB’s Current Expected Credit Loss (CECL) standard is coming in 2023 for non-SEC filers, and institutions are trying to figure out what […]
Recent Playback Courses
Banking Non-Resident and Resident Aliens: Documentation and Ongoing Monitoring Best Practices
Client facing teams often struggle with understanding the different identification and documentation requirements for resident and non-resident aliens. What is required by […]
Documenting Your Zelle And Person To Person (P2P) Payments Risk Assessment
P2P payments (also known as social payments) have significantly changed the way consumers make payments to each other. This session will differentiate […]
Flood Insurance Basics and Compliance Requirements – Getting it Right!
This compliance webinar will address flood insurance regulation and compliance requirements designed for both new and experienced personnel. We start with an […]
Deposit Operations Fraud Trends: Identification, Mitigation and Prevention
A financial institution’s deposit operations area performs many operational functions and identifies fraud that may often times be missed in other monitoring […]
Documenting BSA High Risk Reviews
This webinar takes attendees through rules changes, requests for comments and industry initiatives that could potentially impact your ACH operations, treasury management, […]
Handling Garnishments Containing Federal Benefit Payments
Financial institutions are required to have processes in place to ensure federal benefit funds deposited during the look-back period are protected. The […]
Wire Transfer Basics for New Employees and Refresher for Existing Employees
This webinar covers the basics of wire transfer and is great for new employees or as a refresher for existing employees. Areas […]
Basics of TRID Compliance
TILA-RESPA Integrated Disclosure Rule is your most costly regulation, but given the increased focus on consumer protections it is critical for banks […]
