Regulatory Compliance
Are you aware of all the relevant laws, policies, and procedures for your FI? Are you taking steps to comply? Browse upcoming events and on-demand videos and register for your Regulatory Compliance event today.
Upcoming Courses
SECURE Act: New 2020 Legislation for Your Bank, CU and Customers
On December 20, 2019 the Setting Every Community Up for Retirement Enhancement (SECURE) Act got signed into law with most provisions starting […]
Corporate Customer Training: 2020 NACHA Operating Rules, Fraud Trends and Case Studies
This timely payments webinar will focus on the corporate customer and the updated 2020 NACHA Operating Rules, fraud trends and case studies […]
Account Officer Training on ACH/RDC Credit and Transactional Underwriting, Setting Exposure Limits and Performing Periodic Reviews
Account officers/relationship officers may not understand the regulatory requirements for assessing the risks of ACH and RDC clients. What is the difference […]
OFAC 2020 – RPPR Rule Guidance, Disclosures, OFAC Framework, and Audit Deficiencies
On June 21, 2019, the Department of the Treasury, Office of Foreign Assets Control (“OFAC”) issued a final interim rule amending the […]
Are You Ready for CECL?
FASB’s Current Expected Credit Loss (CECL) standard is coming, and institutions are trying to figure out what to do next. The FASB […]
Debit Card Disputes – Consumer Notification to Closing Investigation
Debit Card disputes become an integral part of a financial institutions requirements to comply with Regulation E. What questions do you ask […]
Flood Insurance Basics and Compliance Requirements for Lenders
Regulations around Flood Insurance for financial institutions have been extremely fluid in recent years (pun intended) and with the final flood rule […]
Overview of FDICIA and SOX for Bank Internal and External Auditors
This banking webinar identifies and explains historical events and legislative milestones. It especially focuses on two major laws: FDICIA of 1991 SOX […]
Recent Playback Courses
Remotely Created Checks versus ECIs
Remotely Created Checks are often viewed as the “ugly stepchild ” of the check world, but they still fill an important and […]
2020 – Financial Services and the Year Ahead with Tom Brown, Leading Industry Analyst
With the Dow hitting new highs on an almost weekly basis, 2019 has yet again been a record-setting year for Wall Street. […]
Mastering HMDA Compliance: Requirements, Disclosures and Challenges
The challenge with understanding HMDA is that it’s extremely complex and the rules are tedious. With increased regulatory scrutiny of HMDA data […]
2020/2021 NACHA Rules Updates: FedNOW, Faster Payments Same Day ACH and Fraud Detection Standards for WEB Debits
This payments webinar will take attendees through the NACHA Operating Rules that went into effect in 2019 and those set to go […]
Deposit Operations Fraud: Mitigating Risk Through Back-Office Controls
The deposit operations department is an area within each financial institution that may be misunderstood by many as having significant value for […]
E-SIGN 2020: 7 Steps to Consumer and Business Account Compliance
Increasingly, national banks are replacing their paper-based consumer notices or disclosures with electronic disclosures. However, the failure to provide electronic disclosures in […]
Signature Cards and Account Set Up: 10 Key Do’s and Don’ts
This banking webinar is designed to be your go-to source for signature card compliance and training. We start with an overview of […]
BSA Bank Secrecy Act Training for New Staff
Compliance with the Bank Secrecy Act continues to be scrutinized. New BSA Officers and staff may not feel as comfortable with BSA […]
