Regulatory Compliance
Are you aware of all the relevant laws, policies, and procedures for your FI? Are you taking steps to comply? Browse upcoming events and on-demand videos and register for your Regulatory Compliance event today.
Upcoming Courses
Call Center/Client Facing Fraud Management: Important Red Flags for Identifying Fraud
Call centers and departments responsible for receiving customer calls are feeling the increasingly numbers of fraud attempts and have even been the […]
Banking High Risk Businesses During Risky Times
Under an enterprise risk management program, certain industries, geographies, or business activities may be identified as presenting higher than normal risk characteristics. […]
FedNOW – Explained, Features, Functionality, Timing and Preparation
In the world of faster payments everything is about how fast, how soon, and how will it work. There are so many […]
Applying BSA Laws and Demystifying Guidance to High Risk Businesses – Marijuana-Related Businesses, Fentanyl, Synthetic Opioids and CBD
Cannabis is arguably the fastest growing industry in the world. In the U.S., 33 states and the District of Columbia currently have […]
Proper Classification of Loans on Call Report Schedule RC-C, Part I – Loans and Leases
There is no doubt that the instructions for properly completing the Call Report are challenging. The most confusing of all the Schedules, […]
Regulation CC Updates and Changes to Availability of Funds and Check Collection
The Board of Governors of the Federal Reserve System (Federal Reserve) recently issued a series of amendments to Regulation CC (12 CFR […]
Overview of FDICIA and SOX for Bank Internal and External Auditors
This banking webinar identifies and explains historical events and legislative milestones. It especially focuses on two major laws: FDICIA of 1991 SOX […]
Establishing BSA Customer Risk Ratings and CDD Guidance: Best Business Practices for 2020
The new CDD Chapter of FFIEC outlines the expectation to risk rate customers. “The bank should have an understanding of the money […]
Recent Playback Courses
Handling Difficult Elder Financial Exploitation Events: Training Frontline Staff on Effective Communication
Approximately 1 in 10 Americans aged 60+ have experienced some form of elder abuse. Some estimates range as high as 5 million […]
Implementing Zelle and P2P: Understanding Risks, the Regulations and Implementing the Right Controls
Zelle is a popular payment channel for sending money between people. Many financial institutions are evaluating the option of implementing Zelle. Person […]
Using Risk Assessment to Develop Your Audit Plan
This audit webinar is valuable for internal auditors at all levels. It is designed for auditors who are responsible for auditing, reviewing […]
Requirements for Bank Accountants and Auditors About Bank Investments in Financial Instruments
This audit training explains the reasons for a bank’s investment portfolio and the need for having a current, comprehensive, written, investment bank […]
2020 – 2021 NACHA Rules Changes, Requests for Comment, and Implementation Tips
This ACH Payments webinar will cover the latest 2020 and 2021 NACHA Rules changes including such enhancements as the expansion of the […]
Call Report Preparation for Banks: 2-Part Introductory Training – FFIEC #041 and #031
The first of this 2-part series covers the basic requirements for two (2) of the three (3) quarterly bank “Call Reports.” It […]
Garnishments, Levies and Subpoenas Training for Your Front Line and Back Office
Federal law requires banks to periodically reassess their garnishment procedures. Financial institutions have a responsibility to determine where funds originated and if those funds are […]
Account Officer Training on ACH/RDC Credit and Transactional Underwriting, Setting Exposure Limits and Performing Periodic Reviews
Account officers/relationship officers may not understand the regulatory requirements for assessing the risks of ACH and RDC clients. What is the difference […]
