Banking Law
Where do finance and law intersect? Browse upcoming courses and on-demand videos and register for your Banking Law event today.
Upcoming Courses
Mastering HMDA Compliance: Requirements, Disclosures and Challenges
The challenge with understanding HMDA is that it’s extremely complex and the rules are tedious. With increased regulatory scrutiny of HMDA data […]
Banking Non-Resident and Resident Aliens: Documentation and Ongoing Monitoring Best Practices
Because residents and nonresident aliens are taxed differently, it’s important to understand the difference and how to identify/distinguish at account opening. A […]
IRA Legal Issues for Banks and CUs, and How to Avoid Them
Although financial organization personnel do not give tax advice to clients, IRA administrators still may find themselves fielding legal questions. Generally there […]
Delivering Loan Documents – Is Your Process E-Sign Act Compliant?
We were asked to social distance and shelter-In-place which has caused us to utilize alternative delivery methods, but are we really “delivering” […]
2020 Flood Insurance Basics and Compliance Requirements – Getting it Right!
The final flood rule went into effect last year yet the flood insurance requirements are still the least understood and most violated. […]
Account Officer Training on ACH/RDC Credit and Transactional Underwriting, Setting Exposure Limits and Performing Periodic Reviews
Account officers/relationship officers may not understand the regulatory requirements for assessing the risks of ACH and RDC clients. What is the difference […]
Using Risk Assessment to Develop Your Audit Plan
This audit webinar is valuable for internal auditors at all levels. It is designed for auditors who are responsible for auditing, reviewing […]
Insurance (Flood, Mortgage, Homeowners)
One simple word, but so much to understand! From hazard to private mortgage and on to flood it is important that we […]
Recent Playback Courses
Cannabis Banking: Opportunities and Challenges
This compliance webinar explores the latest developments on banking Marijuana Related Businesses (MRBs), including the opportunities, risks, legal requirements, and challenges associated […]
Identification of Elder Financial Exploitation to Your Payments Program
This compliance training will take attendees through the different types of payment channels that are susceptible to elder financial exploitation and discuss […]
Effective Call Report Review for Executive Management
Learn how to how to effectively review the Call Report to ensure accuracy by staying up to date on reporting changes, focusing […]
Total Compensation Plan Elements and Strategy
Total compensation is a “hot topic” for executive leadership it is a primary consideration for attracting and retaining high performing employees at […]
Debit Card Disputes – Consumer Notification to Closing Investigation
Debit Card disputes become an integral part of a financial institutions requirements to comply with Regulation E. What questions do you ask […]
Identifying and Controlling Mobile Deposit Fraud
With the adoption of mobile banking, there is an inherent increase in fraud specifically in mobile deposit fraud. Fraudsters target both consumers […]
Seed to Sale: Banking Hemp, CBD and Hemp-Related Businesses, with Live Case Study
With an industry that is projected to be worth $20 billion by 2022, interest in hemp is at an all-time high. But […]
Understanding Unique Financial Instruments (301 ONLY) – LIBOR Story – What Bank Executives, Accountants and Auditors Need to Know
This financial webinar is informative and useful for all auditors and accountants who have clients or auditors that have contracts that use […]
