Banking Law
Where do finance and law intersect? Browse upcoming courses and on-demand videos and register for your Banking Law event today.
Upcoming Courses
Signature Cards and Account Set Up: 10 Key Do’s and Don’ts
This banking webinar is designed to be your go-to source for signature card compliance and training. We start with an overview of […]
Opening and Maintaining IRAs
To avoid IRS penalties, financial organizations must use the correct Individual Retirement Account (IRA) opening documents and those documents must be current. […]
Banking Non-Resident and Resident Aliens: Documentation and Ongoing Monitoring Best Practices
Because residents and nonresident aliens are taxed differently, it’s important to understand the difference and how to identify/distinguish at account opening. A […]
Understanding Reg H Requirements for Member Banks
Regulation H outlines the requirements that state-chartered banks must adhere to upon becoming members of the Federal Reserve System. This webinar will […]
Applying BSA Laws and Demystifying Guidance to High Risk Businesses – Marijuana-Related Businesses, Fentanyl, Synthetic Opioids and CBD
Cannabis is arguably the fastest growing industry in the world. In the U.S., 33 states and the District of Columbia currently have […]
Advanced TRID Training for Community Bankers
The TILA-RESPA Integrated Disclosure Rule is your most costly regulation. And given the increased focus on consumer protections it is critical for […]
Using Risk Assessment to Develop Your Audit Plan
This audit webinar is valuable for internal auditors at all levels. It is designed for auditors who are responsible for auditing, reviewing […]
Insurance Considerations for Cyber and Contingency Events
The Covid-19 Pandemic has illuminated various areas of concern for financial institutions including an environment of increased fraud threats. As such, Financial […]
Recent Playback Courses
Ensuring Overdraft Program Compliance in 2020 – Regulations and Best Practices
Overdraft protection programs remain a focus of intense scrutiny by regulators. With heightened oversight of these programs, bank management, marketing and branch […]
IRA Fundamentals for Banks and Credit Unions
For those who are new to IRAs or need a refresher, this webinar provides the fundamentals of Traditional and Roth IRAs. It […]
Reg CC and the New RDC Indemnity How Do I Handle Duplicates Now
Processing checks as images presents challenges and opportunities for financial institutions. Each day more and more financial institutions are offering their consumer’s […]
Cannabis Banking: Opportunities and Challenges
This compliance webinar explores the latest developments on banking Marijuana Related Businesses (MRBs), including the opportunities, risks, legal requirements, and challenges associated […]
Diversity and Inclusion in the Workplace: Increasing Awareness, Understanding and Productivity
Diversity is not a sometimes issue that only needs to be addressed sometimes. Organizations must be active advocates of diversity and inclusion […]
Identifying and Controlling Mobile Deposit Fraud
With the adoption of mobile banking, there is an inherent increase in fraud specifically in mobile deposit fraud. Fraudsters target both consumers […]
Performing Regulation E Investigations in the Back Office: Best Business Practices and Regulatory Expectations
Regulation E provides a basic framework that establishes the rights, liabilities, and responsibilities of participants in electronic fund transfer systems for consumers. […]
Account Officer Training on ACH/RDC Credit and Transactional Underwriting, Setting Exposure Limits and Performing Periodic Reviews
Account officers/relationship officers may not understand the regulatory requirements for assessing the risks of ACH and RDC clients. What is the difference […]
