Banking Law
Where do finance and law intersect? Browse upcoming courses and on-demand videos and register for your Banking Law event today.
Upcoming Courses
Call Center/Client Facing Fraud Management: Important Red Flags for Identifying Fraud
This compliance webinar will take attendees through best business practices for identifying red flags for personnel taking calls to quickly identify a […]
E-SIGN 2021: 7 Steps to Consumer and Business Account Compliance
This comprehensive banking webinar will provide insight and practical guidance–from start to finish– on the regulatory requirements and key details organizations need […]
Mastering HMDA Compliance: Requirements, Disclosures and Challenges
The challenge with understanding HMDA is that it’s extremely complex and the rules are tedious. With increased regulatory scrutiny of HMDA data […]
Reg E Manual Log vs Efficient Technology Workflow – Change for Improved Compliance
Financial institutions may perform compliance and risk processes either manually, using spreadsheets and logs located on personal computers or logging into various […]
Real Estate Appraisals – Regulations, Processes, and Pitfalls
A key part of commercial real estate (CRE) lending is assessing the bank’s secondary source of repayment for the loan i.e. liquidation […]
New for 2021! Check Returns and Adjustments: Do’s and Don’ts
This timely and critical payments webinar will discuss the proper handling of returns items and how to meet required return time-frames. Handling […]
Account Officer Training on ACH/RDC Credit and Transactional Underwriting, Setting Exposure Limits and Performing Periodic Reviews
Account officers/relationship officers may not understand the regulatory requirements for assessing the risks of ACH and RDC clients. What is the difference […]
Banking Non-Resident and Resident Aliens: Documentation and Ongoing Monitoring Best Practices
Because residents and nonresident aliens are taxed differently, it’s important to understand the difference and how to identify/distinguish at account opening. A […]
Recent Playback Courses
Preparing for Your ACH, RDC, and Wire Transfer Audit
This payments audit webinar will take attendees through the top findings in ACH, RDC, and Wire Transfer audits and how financial institutions […]
BSA Red Flags Training on Identifying Human Trafficking
On October 15, 2020, FinCEN issued a new advisory on identifying and reporting human trafficking, supplementing its 2014 guidance. Since the 2014 […]
Applying BSA Laws and Demystifying Guidance to High Risk Businesses – Marijuana-Related Businesses, Fentanyl, Synthetic Opioids and CBD
Cannabis is arguably the fastest growing industry in the world. In the U.S., 33 states and the District of Columbia currently have […]
Signature Cards and Account Set Up: 10 Key Do’s and Don’ts
This banking webinar is designed to be your go-to source for signature card compliance and training. We start with an overview of […]
2021 E-Sign Compliance – 2 Part Webinar: Knowing The Basics, Statements, Disclosures and Building Operational Workflows
This informative 2-part branch webinar series will provide an overview of e-sign concepts, statements, disclosures and challenges, PLUS key requirements for building […]
All New! Handling Law Enforcement Requests, Subpoenas, Levies and Garnishments
Financial institutions play a significant role in the financial space as they hold the assets of a customer. Based on this fact, […]
Advanced TRID Training for Community Bankers
TILA-RESPA Integrated Disclosure Rule is your most costly regulation, but given the increased focus on consumer protections it is critical for banks […]
BSA/AML Compliance Checklists and Regulatory Guidance
Even mature BSA/AML programs struggle to keep pace with today’s challenges. This compliance webinar focuses on providing specific insights and tactics to […]
