Banking Law
Where do finance and law intersect? Browse upcoming courses and on-demand videos and register for your Banking Law event today.
Upcoming Courses
Understanding Unique Financial Instruments (101 ONLY) – Derivative Products and Their Usage
Derivative products and their usage have been widespread in banking circles. Unfortunately, the terminology has not been so crystal clear. As a […]
Regulatory Red Flags for BSA Policy and Risk Assessment Weaknesses
Over the past several years, there have been increased scrutiny by examiners on BSA/AML and an increased number of consent orders and […]
Unique Financial Instruments 201 ONLY: Interest Rate Swaps – A Primer
Stakeholders believe management is using all available tools to protect against losses caused by interest rate risk. Today the tools include derivatives […]
2020 Flood Insurance Basics and Compliance Requirements – Getting it Right!
The final flood rule went into effect last year yet the flood insurance requirements are still the least understood and most violated. […]
Remote Online Notarization: 2020 Compliance Update and Review
Due to the current crisis impacting everyone nationwide, many states have issued emergency orders authorizing notaries to perform remote notarizations. Currently, at […]
Understanding Unique Financial Instruments (301 ONLY) – LIBOR Story – What Bank Executives, Accountants and Auditors Need to Know
This financial webinar is informative and useful for all auditors and accountants who have clients or auditors that have contracts that use […]
Regulation DD From Beginning to End
Let’s go back to the basics to avoid “hot water.” It has been 20 years since Truth in Savings (TISA) took effect, […]
Banking High Risk Businesses During Risky Times
Under an enterprise risk management program, certain industries, geographies, or business activities may be identified as presenting higher than normal risk characteristics. […]
Recent Playback Courses
Establishing BSA Customer Risk Ratings and CDD Guidance: Best Business Practices for 2020
The new CDD Chapter of FFIEC outlines the expectation to risk rate customers. “The bank should have an understanding of the money […]
BSA and SARs Training for Client Facing Teams: CIP, CDD, EDD, OFAC and Best Practices for Identifying Suspicious Activity
BSA teams depend on the front line for gathering CIP, CDD, EDD, and performing OFAC verification. This webinar will teach front-line teams […]
Banking Non-Resident and Resident Aliens: Documentation and Ongoing Monitoring Best Practices
Because residents and nonresident aliens are taxed differently, it’s important to understand the difference and how to identify/distinguish at account opening. A […]
Elder Abuse in Lending: What Does It Look Like?
Whether you are on the frontline or monitoring activity behind the scenes, you may be exposed to activity indicative of elder financial […]
Insurance Considerations for Cyber and Contingency Events
The Covid-19 Pandemic has illuminated various areas of concern for financial institutions including an environment of increased fraud threats. As such, Financial […]
Proper Classification of Loans on Call Report Schedule RC-C, Part I – Loans and Leases
There is no doubt that the instructions for properly completing the Call Report are challenging. The most confusing of all the Schedules, […]
Signature Cards and Account Set Up: 10 Key Do’s and Don’ts
This banking webinar is designed to be your go-to source for signature card compliance and training. We start with an overview of […]
The “Forgotten” Banking Regulations – E, CC, DD, and Check 21
With all the focus on lending and UDAAP, there is a tendency to forget some of the other regulations that still apply […]
