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View compareUDAAP Examination Procedures: How to Identify and Mitigate Consumer Harm Risks (4/29/25)
UDAAP Examination Procedures: How to Identify and Mitigate Consumer Harm Risks (4/29/25)
Library:
Instructor:
Justin Muscolino
Credit Hours:
Date and Time: Apr 29, 2025, 2:00 pm EST
Duration:
1 HR
Standard Price:
Regular price
$299.00
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$299.00
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Description
Instructor
Accreditation
Unfair, Deceptive, or Abusive Acts or Practices (UDAAP) enforcement remains a top priority for regulators. Financial institutions must understand how UDAAP is assessed during examinations and implement effective compliance measures to protect consumers and avoid regulatory action. This presentation will provide a deep dive into UDAAP examination procedures, including common risk areas, documentation requirements, and strategies for managing compliance risk.
Topics covered in this session
Understanding UDAAP (Unfair, Deceptive, or Abusive Acts or Practices)
- Overview of UDAAP and regulatory authority
- Key definitions: Unfair, Deceptive, and Abusive practices
- Impact on financial institutions and consumers
UDAAP Examination Procedures
- How regulators assess consumer harm
- Documentation and internal controls examiners review
- Common red flags and areas of risk
Compliance Strategies & Risk Mitigation
- Building a UDAAP compliance program
- Best practices for monitoring and detecting UDAAP violations
- Addressing examiner findings and corrective actions
Who Should Attend:
- Compliance Officers
- Risk Management Professionals
- Legal and Regulatory Teams
- Internal Auditors
- Operations and Customer Service Teams
