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FFIEC Examinations Manual (4/29/25)

FFIEC Examinations Manual (4/29/25)

Library:

The FFIEC Examination Manual is a critical resource for financial institutions to understand regulatory expectations and maintain compliance with federal laws and guidelines.This session will provide a comprehensive overview of the manual, highlight key risk areas, and offer practical strategies for successfully navigating the examination process. Participants will gain valuable insights into examiner expectations and how to strengthen internal controls to reduce regulatory risk.

 Learning Objectives

After attending this presentation, participants will be able to:

  • Define the role and purpose of the FFIEC Examination Manual
  • Describe the key areas of focus for examiners and risk-based compliance expectations
  • Explain how to effectively prepare for and respond to an FFIEC examination
  • Recognize common compliance challenges and how to mitigate regulatory risk

Instructor:

Justin Muscolino

Credit Hours:

1.2 CPE

Date and Time: Apr 29, 2025, 12:00 pm EST

Duration:

1 HR

Standard Price:
$299.00
$299.00
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Description
Instructor
Accreditation

The FFIEC Examination Manual is a critical resource for financial institutions to understand regulatory expectations and maintain compliance with federal laws and guidelines. This session will provide a comprehensive overview of the manual, highlight key risk areas, and offer practical strategies for successfully navigating the examination process. Participants will gain valuable insights into examiner expectations and how to strengthen internal controls to reduce regulatory risk.

Topics covered in this session

Overview of the FFIEC Examination Manual

  • Purpose and structure of the manual
  • Key areas of focus for examiners
  • Regulatory agencies involved in the FFIEC framework  

Compliance Expectations & Risk Management

  • Risk-based approach to compliance and internal controls
  • Identifying high-risk areas during examinations
  • Preparing documentation and audit trails 

 Examination Process & Best Practices

  • What to expect during an FFIEC examination
  • Common findings and how to address deficiencies
  • Ongoing monitoring and continuous compliance strategies

Who Should Attend:

  • Compliance Officers
  • Risk Management Professionals
  • Internal Auditors
  • Operations Management
  • Legal and Regulatory Teams
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