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Overview of FDICIA and SOX for Bank Internal and External Auditors

May 15 @ 12:00 pm - 1:30 pm EDT

$249

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This banking webinar identifies and explains historical events and legislative milestones. It especially focuses on two major laws:

  1. FDICIA of 1991
  2. SOX of 2002

The FDICIA of 1991 portion of the webinar covers:

Audit

  • FDIC insurance changes
  • Restrictions on real estate lending
  • Improved capital standards and new capital classifications
  • Extension of credit to “insiders”
  • FDIC authority to take action
  • Enhanced examination process
  • Accounting aspects of FDICIA
  • Audit committee issues

The Sarbanes-Oxley (SOX) of 2002 portion of the webinar covers:

  • The CPA and independence
  • CPA audit partner rotation
  • Audit committee “financial expert”
  • SEC review of periodic disclosures by issuers
  • PCAOB – the new quasi-governmental inspectors
  • Internal control

Additional Takeaways:

  • Attendees receive an important overview of what is required by FDICIA and SOX.
  • A brief history of activity that leads to these significant laws is provided and is the foundation needed to understand and comply with both laws.
  • How internal and external auditors and accountants are affected by these laws is carefully outlined.
  • The take-away is a solid understanding of these two game-changing laws.
  • Those who will benefit from this webinar include all depository institutions (banks, thrifts, credit unions etc.) – public or non public.
  • Additionally, all publicly-owned entities must follow SOX and employees in those entities will benefit from this webinar.

Date of Event

Wednesday, May 15, 2019
12:00 – 1:30 pm ET
11:00 – 12:30 pm CT
10:00 – 11:30 am MT
9:00 – 10:30 am PT

Pricing
$249 for Webinar plus playback*
*Playbacks do NOT expire and may be shared internally

Credits

  • 1.8 AAP Credits
  • 1.5 CPE Credits

Your Speaker

Paul Sanchez - PSA

Paul Sanchez
Founder – PSA Professional Service Associates

About Paul Sanchez

Paul J. Sanchez, CPA, CBA, CFSA conducts a CPA practice in Port Washington, New York. He is also the owner of Professional Service Associates (PSA), a consulting and professional training and development business servicing corporate clients (auditors, controllers, etc.), CPA firms, professional associations and others. He was an assistant professor at Long Island University – C.W. Post Campus as well as an adjunct lecturer at City University of New York. Prior to starting PSA, he was the Vice President-Professional Development for the Audit Division of a regional bank and Director of Professional Practices and Vice President of a money-center bank, where he directed the professional practice development and training for internal auditors.

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Details

Date:
May 15
Time:
12:00 pm - 1:30 pm
Cost:
$249
Event Categories:
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Event Tags:
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Venue

WI