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Next Generation Audit (Level Two) – Risk Management for Auditors (2-Part Webinar Series)

March 15 @ 12:00 pm - 3:00 pm EDT

$395

Register – All 3 Levels Register – Level Two Only

Audit ProgramBankersHub is launching a new series of courses in 2019 to help smaller financial institutions develop, manage and measure the effectiveness and compliance associated with their internal audit programs.  This audit training and refresher series, entitled “Next Generation Audit for Financial Institutions” is broken into 3 Levels, each comprised of 2 courses:

Level One: Improving Your Current Program

Level Two: Risk Management for Auditors

Level Three: Audit Program Measurement and Management

This Financial Institution Audit Program is designed for both seasoned and new auditors, as well as for others whose jobs require an in-depth understanding of internal audit best practices. Attendees have the option to register for individual webinars, packaged Levels or all six events for maximum savings.

Who Should Attend?

  • Internal Auditors and Examiners
  • Risk Managers
  • Compliance Officers
  • Senior Management and Directors
  • Financial Officers and Accountants
  • Legal Staff

Part 1 – Best Business Practices for Defining Risk in Auditing Banks

Friday, March 15, 2019

  • 12:00 – 1:00 pm ET
  • 11:00 – 12:00 pm CT
  • 10:00 – 11:00 am MT
  • 9:00 – 10:00 am PT

Since 2009, regulatory fees have dramatically increased and regulatory consent orders are on the rise. This audit training will focus on best business practices for defining risks in your financial institution.

  • What are the real risks in financial institutions?
  • What is the consequence of not identifying risks?
  • What is a control and what is a risk?

Listen to the instructor go through how to effectively and efficiently define the risks throughout all business lines throughout your financial institution.

Topics Covered:

  • Look at how one department identified 5 major risk categories that most risks statements will fall into
  • Helping to identify the “consequence” if the risk is not mitigated.
  • Identify the difference between an absence of a control and a risk.

Part 2 – Fraud and Ethics: Internal Audit Case Studies

Friday, March 15, 2019

  • 2:00 – 3:00 pm ET
  • 1:00 – 2:00 pm CT
  • 12:00 – 1:00 pm MT
  • 11:00 – 12:00 pm PT

This session will focus on the fraud theory and triangle. What is the fraud triangle and how should that apply to your internal audit focus? This session will also cover real life fraud examples from on auditor’s career and how ethics played a role in the fraud.

Understand the concept of compliance and its relationship to a healthy ethical culture and legal and regulatory reasons for how you should maintain an effective compliance and ethics program. Also, this webinar will detail how to outline the board’s and management’s responsibilities for the organization’s compliance and ethics program.

Topics Covered:

  • Defining the Fraud Triangle and Fraud Theory
  • Case studies for identifying fraud
  • Understanding how ethics fit into fraud
  • Identification of Senior Management and Board of Director’s responsibilities

Pricing

$895 for ALL 3 LEVELS in the Series (6 Courses Total
with Playbacks*

$395 for BOTH Level Two parts plus unlimited playbacks*
$249 for individual session plus unlimited playback*
Register for Part 1 ONLY, with playback*
Register for Part 2 ONLY, with playback*

*Playbacks always accompany your registration and may be shared internally with others. Playbacks do not expire.

Credits per Session

  • 1.2 AAP Credits
  • 1.0 CPE Credits

Your Speaker(s)

Bradley Carroll CPA CFF CIA CFSA CRMA
Financial Services Advisory Board Member
IIA-The Institute of Internal Auditors

About the Speaker

Bradley Carroll is a successful business leader with strong background in US GAAP, the International Professional Practices Framework for internal audit, SOX control testing, risk management, internal control evaluation and design, compliance, management, fraud investigation, banking, small business consulting, and general accounting and income tax services. Bradley was a member of select group of internal audit leaders invited in 2017 by the IIA to advocate on Capitol Hill for IIA initiatives.

Featured seminar speaker on topics such as Quality Assurance and Improvement Program, Fraud, Co-Sourcing and Out-Sourcing Internal Audit, Integrating Audit Methodology into Audit Management Software. Speaker at the IIA’s Financial Services Exchange and the IIA’s All Star Conference. Invited to speak at the IIA’s 2019 International Conference.

Register – All 3 Levels Register – Level Two Only Pay by Check

Details

Date:
March 15
Time:
12:00 pm - 3:00 pm
Cost:
$395
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Event Tags:
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Venue

WI