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Next Generation Audit (Level One) – Improving Your Current Program (2-Part Webinar Series)
March 8 @ 12:00 pm - 3:00 pm EST$395
BankersHub is pleased to launch a new series of courses in 2019 to help smaller financial institutions develop, manage and measure the effectiveness and compliance associated with their internal audit programs. This audit training and refresher series, entitled “Next Generation Audit for Financial Institutions” is broken into 3 Levels, each comprised of 2 courses:
Level One: Improving Your Current Program
- Part 1 – Internal Audit Quality Assurance and Improvements (Mar 8, 12:00 – 1:00 pm ET)
- Part 2 – Co-Sourcing vs. Outsourcing Internal Audit Arrangements (Mar 8, 2:00 – 3:00 pm ET)
Level Two: Risk Management for Auditors
- Part 1 – Best Business Practices for Defining Risk in Auditing Financial Institutions (Mar 15, 12:00 – 1:00 pm ET)
- Part 2 – Fraud and Ethics – Internal Audit Case Studies (Mar 15, 2:00 – 3:00 pm ET)
Level Three: Audit Program Measurement and Management
- Part 1 – Using Data Analytics for Improving Your Internal Audit (Apr 10, 12:00 – 1:00 pm ET)
- Part 2 – Building Key Performance Indicators (KPI) Dashboards for Your Audit Committee (Apr 10, 2:00 – 3:00 pm ET)
This Financial Institution Audit Program is designed for both seasoned and new auditors, as well as for others whose jobs require an in-depth understanding of internal audit best practices. Attendees have the option to register for individual webinars, packaged Levels or all six events for maximum savings.
Who Should Attend?
- Internal Auditors and Examiners
- Risk Managers
- Compliance Officers
- Senior Management and Directors
- Financial Officers and Accountants
- Legal Staff
Part 1 – Internal Audit Quality Assurance and Improvements
Friday, March 8, 2019
This first audit webinar will walk through the results of a real-life external quality assessment and the follow up remediation to gain general conformance with the Auditing Standards.
Attendees will also learn the most common non-conformance issues with IIA Standards noted in external quality assessments and receive sample templates of the internal Quality Assurance and Improvement Program.
Part 2 – Co-Sourcing vs Outsourcing Internal Audit Arrangements
Friday, March 8, 2019
Even in larger financial institutions, there may be gaps in expertise and resource. This second audit webinar installment will focus on the distinction between co-sourcing and outsourcing. Financial institutions embrace the concept of supplementing resources in different ways, including co-sourcing that serves as more of a partnership between internal audit staff and externally hired professionals to assist in the internal audit program.
$895 for ALL 3 LEVELS in the Series (6 Courses Total
*Playbacks always accompany your registration and may be shared internally with others. Playbacks do not expire.
Credits per Session
Bradley Carroll CPA CFF CIA CFSA CRMA
About the Speaker
Bradley Carroll is a successful business leader with strong background in US GAAP, the International Professional Practices Framework for internal audit, SOX control testing, risk management, internal control evaluation and design, compliance, management, fraud investigation, banking, small business consulting, and general accounting and income tax services. Bradley was a member of select group of internal audit leaders invited in 2017 by the IIA to advocate on Capitol Hill for IIA initiatives.
Featured seminar speaker on topics such as Quality Assurance and Improvement Program, Fraud, Co-Sourcing and Out-Sourcing Internal Audit, Integrating Audit Methodology into Audit Management Software. Speaker at the IIA’s Financial Services Exchange and the IIA’s All Star Conference. Invited to speak at the IIA’s 2019 International Conference.